Written Statement of Estonia

Document Number
15648
Document Type
Date of the Document
Document File
Document

.i,

Valismînisteerium

Ministry of Foreign Affairs
Repuqlic of Estonia

Mr Philippe Couvreur .· Tallinn,f3April 2009 no Og 1_-fs-: l/3
The Registrar of the
International Court of Justice
Peace Palace

Camegieplein 2 -
2517 KJ The Hague· ·
TheNethèrlands ·

Requestfor.anadvisocyopini911.. -
pursuanttoUnited N?-tions . -.-
GenèralAssemblrResolu_tion no 63/:f

Dear Sir,

. "
In respo11seto the invitation, contain~ciin ~heorder dated 17 October 2008 of the International

Court-of Justice, regardithe reqûyst for an advisory opinion .onthe question of acccirdance
with._iriteniàtional law of ·the Uni1~t~ral Declaration of Independence by the provisional
i11stitutiànsof Self-Goverinnent ofK6sov6, I have the honour to submit the written Statement
of theRepublic of Estonia ...· ·

Yours sincerely,

Urmas Paet
The Minister for Foreign Affairs
of the Republic ofEstonia

ED 009429

Islandi viiljak 1 Tel.+372
15049 Tallinn Faks +372 Internâtion.al Court of Justice

Accordancewith·International Law of the Unilateral

Declaration of InqepGndence by the Provisional
Institutions of Self-Government of Kosovo
(Request for an Advisory Opinion by the United

Nations General Assembly)

WrittenStatement of the Republic of Estonia

APR1L2009CONTENTS

Page

I. Introduction 2

IL Factual background 2

m. Legal aspects of the question 3

1. Issuance of a declaration of îndependence 3

2. Kosovo' s secession is a casesui generis 4

2.1 Principle of self-detennination and secession ··················
··················
·.

2.1.1 Severe and long-lasting refusai ofintemal self-detennination· ................. 6

2.1.2 Secession as an ultima ratio means 9

2.1.3 Possibility to use the principle of extemal self-detennination in Kosovo 11

2.2 Circumstances making Kosovo a.case sui generis 11

3. Accordance of the Declaration of Independence with the Security Council

resolution 1244 (1999) ...........................................................12..

IV. Conclusion ....................:.................................. ......... ... 15

1I. Introduction .

In its Qrder of 17 October 2008 the Court invited States to subJ;llltwritten statements
regarding the request fdr an advisory opinion on the question of. accordance with
International Law of the Unilateral D{3claration of Independence by the Provisional

Institutions of Self-Governme.ntofKosovo.

The terms of the request made by the General Assembly of the United Nations in.resolution
63/3 (A/63/L.2), adopted at its Sixty-third Session on 8 October 2008, are as follows:

"The GeneralAssembly,

Decides, in acèordancewith Article 96 of the Charter of the·United Nations to request
the International Court of Justice, pursuant to Article 65 of the Statute of the Court to

render an advisory opinio11on thefollowing question:

'ls the unilateral decla~ationof iridependence by the Provisional Institutions of
Self-Govemment of Kosovo in accordance with international law?"'
. .. . .

The General Assembly adopted the resolution, ~n the proposai of th~ Republic of Serbia
(A/63/195), by a recorded vote of 77 in favour to 6 against, with 74 abstentions (GA/10764).
A considerable number of Stç1.tes.id not participate in the vote. Estonia abstained in the vote
on resolution 63/3.

The question asked by the General Assembly is specific and narrow and deals only with the
issue of the accordance of Kosovo' s Déclaration of Independence with international law and
does not relate to Kosovo's present or future statusor the issue ofrecognition.

The following observàtÎorisare submitted by the Republic of Estonia in response to the Ortler
of the .Courtof 17 Octo:her2008 fixing the.time-limit'within which written statements relating
to the question may be submitted to the Court by the United Nations and its Member States.

II. Factual background

Since 1946 Kosovo was an autonomous territory of Serbia, within the larger federatfon of
Yugoslavia.

In 1963 Kosovo became an autonomous province of Serbia - the Autonomous Province of
Kosovo and Metohija - which since 1974enjoyed a status similar to the six republics.

In 1989 Kosovo's special status within Serbia was abolished; Kosovo becaine a part of Serbia

without any special rights. Discrimination of Kosovo Albanians began.

In 1990 Kosovo's parliament and govemment were dissolved. Massive oppression of the
ethnie Albanian population in Kosovo started.

In September 1991 an unofficiaI. referendum was held in Kosovo which voted for
independence. A provisional govemment was formed in October.

2 In May 1992 ariunof:ficialelection for the Assembly was held and the president.was elected.

From 1992 until June 1999 syvere and sy$tematic violation of human rights took place in
Kosovo. Numerous international docmnents condemned the repressions and ethnie cleansing
in Kosovo and called upon the.Govemment of the Federal Republic of Yugoslavia and the
· Serbian authorities to stop the severe hum.anrights violations and other illegal practices. ·

In August 1993 th; authorities of the Federal Republic of Yugoslavia refused to give their
consent to the continuation of the CSCE mission to Kosovo. The UN call to reconsider the
refusal was not followed.

In February 1998, the conflict between forces of the Federal Republic of Yugoslavia and

Serbia on one s_ideand a faction of Kosovo Albanians organised in the "Kosovo Liberation
Army" Œl the other side intensified, and the Security Cormeil of the United Nations
demànded in its resolution 1199 that tµe:leadership of both sides take steps to improve the
humanitarian situation and to avert-the impeµding humanitarian catastrophe.

On 10 June 1999, the UN Security C~uncil adopted resolution 1244 on the situation of

Kosovo. The UN Security Council authorised the Secretary-General,. with the assistance of
the relevant international orgamsations; to establish an international civil presence in Kosovo
in order.to provide an interim administration for Kosovo under which the people of Kosovo
could enjoy substantial autohomy. Under resolution 1244 (1999), and up to the present day,
Kosovo and Serbia have been govein.edin complete separation. Serbia has not exercised any
authority over Kosovo since June 1999.

In Novembei 2005, the' Secretary-General appointed Mr. Martti Ahtisaari as his Special
Envoy for the future .status process for Kosovo with the purpose of finding a negotiated
solution for Kosovo. ·

By the end of 2007 it was widely accepted that no negotiated solution could be found between

Kosovo and Serbia. In March 2007 UN Secretary-General's Special Envoy Mr. Ahtisaari
concluded that the parties were notable to reach an agreement on Kosovo's future status and
recommended ·for Kosovo an internationally supervised independence. Additionally, in
December 2007 the Troïka on Kosovo (European Union, United States and Russian
Federation) concluded that the parties were unable to reach a negotiated agreement on the
Status of Kosovo.

On 17 February 2008, Kosovo declared its independence. On 15June 2008 a new constitution
entered into force, which is devoted to respect for human rights and freedoms, to the
principles of rule of law, non-discrimination, democracy and equality.

m. Legal aspectsof the question

1. Issuance of a declaration of independence

The Declaration of Independence of Kosovo was voted upon and signed by the
representatives of the people of Kosovo and expressed the will of the people. It was not an act
of the Provisional Institutions of Self-Govemment (PISG) but an act of the Assembly of

Kosovo. The Dedaration oflndependence of Kosovo paragraph 1reads as follows:

3 A
--,

"We, the democratically-elected leaders of our people, hereby declare Kosovo to be an

independent and sovereign state. This declaration reflects the will of our people and it
is in full accordance with the recoinmendations of UN Special Envoy Martti Ahtisaari
and his Càmprehensive Proposai for the Kosovo' Status settlement."

To answer. the General Assembly's question on the accordance of the declaration with
international law, the Court will have to consider whether there exists in international law any
prohibition on the issuance of 1:, eclaration of independence.

Estonia is of the opinion that internatîonal law is silent.about the issuance of a declaration of ·
independence..There is no rule in international law expressly prohibiting the issuance of a
declaration of independence and there is no rule of international law which expressly allows

the issuance of a declaration of independence.

However, the issuance of a declaràtion of independence is a factual event, which can take
place and may lead to the creation of a·state.
' ' '

Still, there are certain:preconditions recognised by international law that should be fulfilled to
be entitled to .make ·a declaration of independence which, in consequence, accomplishes a
secession. Therefore, the_declaration. of independence could in internationàl practice be

considered unlawful where certain principles of internàtional law have been disregarded.

2. Kosovo's secessionis a casesui generis

2.1. Prinèiple of self-determinatioiland_secession

Taking into account the very special situation of Kosovo, one aspect in combination with

others justifying the Declaration of Independence and secession of Kosovo is the principle of
self-determination.

Indeed, the principles of sovereignty and territorial integrity are very important in

international law, but international law also recognises the principle of self-determination.
The application of the principle of self-determination can under certain circumstances lead to
declaration of independence and to secession.

Of course international law strongly supports the principle of territorial integrity that is
mentioned bath in Article 2 (4) of the Charter of the United Nations and in the Declaration on
Principles of International Law conceming Friendly Relations and Co-operation among States
in accordance with the Charter of the United Nations ("Friendly Relations Declaration" of

1970), resolution 2625 (XXV) of24 October 1970 of the General Assembly. But international
law also recognises the peoples' right to self-determination. The right to self-determination is
menticined in Articles 1 and 55 of the Charter of the United Nations. It has been further
developed by the UN human rights covenants of 1966 (International Covenant on Civil and

Political Rights, UNTS, Vol. 999, p. 171, Article 1; International Covenant on Economie,
Social and Cultural Rights, UNTS, Vol. 993, p. 3, Article 1) and by the "Friendly Relations
Declaration" of 1970.

4 ,,)

It emerges from the "Friendly Relations beclaration" of 1970 that the principle of self­

determination is recognised as bèing ori the same level as the principle of the sovereignty and
the territorial integrity of States. It is saidthere that:
"By virtue of the principle of equal rights and self-determination of peoples enshrined
in the Charter of the United Nations~ all peoples have the right freèly to determine,

without external interferei1ce, their political status and to pursue their economic, social
and cultural development; arid every State has the duty to respect this right in
accordance with the provisions of the Charter."

Self-determination may be exercis_edintenially and externally. In Part VIII of the Final Act of
the Conferencè on Security and Co-operation in Europe (Helsinki Final Act of 1975) this is
formulated as follows: . ·

"By virtue of the principle of équal rights and self-determination of peoples, ail
peoples always have'the ·right,in full freedom, to determine, when and as they wish,
their internal and external politièal status, without exterpal interference, and to pursue
as theywish their'p()litical, economic, social and cultural development."

.Althougli the right of se:if-detern:µnati.one11shrinedin the Charter of the United Nàtions was
predominantly meant_for use in the_deéolonisation process, the bearers of the right of self­

determination are also minorities living' inside of a. State territory and the population of a
sovereign State if the eritire State l:lhpuldcorne under foreign. domination. (K. Doering, Self­
determination, in B. Simma ·(ed), The Chàp:er of the United Nations. A Çommentary, Vol I,
2nd edition, 2002, p. 55) · .· · . . .

The UN General Assembly's Declarap.on on théOccasion of the Fiftieth Annivèrsary of the
United Nations, GA Res. 50/6, 9_November1995 emphasises:
"1.... Continue to rea:ffinn thérîgl).tof self-determination of all peoples, taking into

account the particular situation of peoples under ..colonial or other forms of alien
domination orforeign occupation,'and recognize the right of peoples to take legitimate
action in accordance with the Chartèr of the United Nations torealize their inalienable

right of self-detèrmination. Tp:is shall.not be construed as authorizing or encouraging
an.yaction that would dismember ·orimpair, totally or in part, the territorial integrity or
political unity of sovereign and independent States conducting themselves in
compliance with the principle. of equal rights and self-determination of peoples and

thus possessed of a Government representing the whole people belonging to the
territory without distinction of any kind. "

Certainly the right to self-determiné:!,tiond.oes not contain an automatic right to secession.

White there exists no written rule in international law conceming secession and international
law contains neither an explicit ·rightof unilateral secession nor the explicit denial of such a
right, it can be assumed that an implicit declination to the denial can be deduced from the fact

that exceptional circumstances are required for secession to be permitted under the principle
of self-determination. The state practice provides a framework within which, depending on
the facts, certain secessions are·allowed.

Indeed, for the sake of the stability of the international system of states, secession should
normally not be considered and self-determination should be enjoyed inside the existing State.
In some cases, however, self-determination may exceptionally legitimise the secession. This

would be the case if the secession is the only remedy against a prolonged and rigorous refusal

5of internal self-determination (K. Doering, Art. 1 Self-determination, in B. Simma (ed), The
nd
Charter of the United Nations. A Commentary, Vol I, 2 edition, 2002, p. 58), whereby there
exists no other possibility to solvea situation and the sec~ssion would be the only possibility
to maintain or restore international peace, sècurity and stability. ·

Albeit international law places great importance on the territorial integrity of states, as it was
already provided in "Friendly Relations Declaration" of 1970,
''...Nothing in the foregoing paragraph shall be construed as authorizing any action

which will dismember or impair; totally or in part, the territorial integrity or political
unity of sovereign or independent States conducting themselves in compliance with
the principle of self-deterniination of peoples ... and thus possessed of a govemment
representing the whole people befonging to the territory without distinction as to race,

creed or colour'',
international law and state practice would accept the secession in the case of oppressed
minorities under two obligatory conditions.

2.1.1 Severe and long-lasting refusai of internai self-determination

The first condition to be fulfilled for. the utilisation of the principle of external self­
determination is suffering from a severe and long-lasting refusal of internai self-determination
by the State in which a group is living. The severe and long-lasting refusal is often
accompanied by brutal violations of human rights, genocide or ethnie cleansing. As the

Supreine Court of Canada has put it in a case conceming certain questions relating to the
secession of Quebec from Canada,
"the underlying proposition is that, when. a people is blocked from the meaningful
exercise of its right toself-deteirnination internally, it is entitlèd, as a last resort, to

exercise it by secession"(Reference re Secession of Quebec, [1998] 2 S.C.R. 217, para.
134).

It is known that the people of Kosovo suffered under grave discrimination and ~heir human
rights were systematically and extensively violated in the period up to and including 1999.
Whereby, the actions of the Goveniment of the.Federal Republic of Yugoslavia and Serbian
authorities can not be assessed as a legal suppression of unlawful secession activities of the

Kosovars.

The massive violations of the Govemment of the Federal Republic ofYugoslavia and Serbian
authorities against the minorities in Kosovo are documented in nutnerous international

documents.

In July 1992, at its Helsinki summit, the Conference on Security and Co-operation in Europe

adopted a Declaration on the Yugoslav crisis, in which it specifically addressed the situation
in Kosovo (para. 3):
''The situation in ·Kosovo remains extremely dangerous and requires immediate
preventive action. We strongly urge the authorities in Belgrade to refrain from further

repression and to engage in serious dialogue with representatives of Kosovo, in the
presence of a third party". (CSCE/HS/Dec. 1, 10 July 1992)

In resolution 47/147 of 18December 1992, the General Assembly (op. para. 14):

6 i!è •')

''- ,-,1

"Expresses its grave concem at the report of the Special Rapporteur on the dangerous
situation in Kosovo, Sandjak and Vojvodina ... and calls upon the Serbian authorities

to refrain from the use of force, to stop immediately the practice of 'ethnie cleansing'
and to respect fully the rights of persons belonging to ethnie communities or
minorities ..."

In resolution 48/153 of20 December 1993; the General Assembly:
"17. Expresses its grave concem at the deteriorating human rights situation in the
Federal Republic of Yugoslavia (Serbia and Montènegro), particularly in Kosovo, as
described in the reports of the Special Rapporteur, and strongly condemns the

violations ofhuman rights occurring there;
18. Strongly condeinns in particular the measures and practices of discrimination and
the violations. of the human rights of the ethnie Albanians of Kosovo, as well as the
large-scale repression cmmnitted by the Serbian authorities, includ,ing:
(a) Police brutàlity against ethnie Albanians, arbitrary searches, seizures and arrests,

torture and ill:-treatment during detention and discrimination in thè administration of
justice, which leads to a climate of lawlessness in which criminal acts, particularly
against ethnie Albànians, take place with impunity;
(b) The.discriminatory removal of ethnie Albanian officfals, especially from the police

andjudiciary, the mass dismissal of ethnie Albanians from professional, administrative
. and other skilled positions in State-owned enterprises and p~blic institutions, including
teachers from the Serb-rµn school system, and the closure of Albanian high scho9ls
and universities; ·

(c) Arbitrary imprisonment of ethnie Albanian joumalists, the closure of Albanian­
language mass media and the disci:iminatory removal of ethnie Albanian staff from
local radio and televisicmstations;
(d) Repression by the Serbian poliqe and military;

19. Urges the authoritiès in the Federal Republic of Yugoslavia (Serbia and
Montenegro): . .
(a) to take all necessary ineasures to bring to an immediate end the human rights
violations inflicted on the ethnic-Albanians in Kosovo, including, in particular,

discriminatory measures and practices, arbitrary detention ·and the use of torture and
other cruel, inhuman or degrading treatment and the occurrence of summary
executions;
(b) to revoke all discriminatory legislation, in particular that which has entered into
force since 1989;

(c) to re-establish the democratic institutions of Kosovo, including the parliament and
thejudiciary;
(d) to resume dialogue with the ethnie Albanians in Kosovo, including under the
auspices of the International Conference on the Former Yugoslavia."

In resolution 49/196 of 23 December 1994, the General Assembly:
"19. Strongly condemns the increase of police violence against the non-Serb
populations in Kosovo, the Sandjak, Vojvodina and other areas of the Federal

Republic ofYugoslavia (Serbia and Montenegro), and of v.iolationsof the right to fair
triai as described in the most recent report of the Special Rapporteur''.

In resolution 50/193 of22 December 1995, the General Assembly:

"16. Condemns police violence against the non-Serb populations in Kosovo, ...
particularly the systematic acts of harassment, beatings, torture, warrantless searches,

7 arbitrary detention and unfair trials, including those directed mainly against members

of the Muslim population; . .
17. Strongly urges the authoritiès of the Federal Republic of Yugoslavia (Serbia and
Montenegro) to take appropriate measures to respect fully all human rights and
fundamental freedoms .nd to take urgent action to ens.re the rule of law in order to
prevent arbitrary evictions and dismissals and discrimination against any ethnie or

national, religious and Jinguistic group, including in. the fields of education and
information;
18. Cautions against any attempts to use Serb refugees to alter the population balance
inKo~ovo... thus further suppressing the enjoyment ofhuman rights in those areas".

In resolution 51/116of 12December 1996.the General Assembly:

"10. Urgently demands that the authorities of the Fèderal Republic of Yugoslavia
·(Serbia_andMontenegro) take imrp,ediateaction to put an end to the repression of, and
to prevènt violence against, non-Serb populations in Kosovo, including acts of
harassment, beatings, torture, warrantless searches, arbitrary detention and unfair
trials, ...; · · ·

1L Calls upon the Government of the Federal Republié of Yugoslavia (Serbia and
Montenegro) to act immediately to allow all residents in Kosovo to participate freely
and fully in the political, economic, social and cùltural life of the region, particularly
in the areas of education:and health care, and to ensure that all the residents of the
region are guaranteed equal treàtment 1:!,ndrotection regardless of ethnie affiliation.

In resolution 52/147 of 12December 1997,the General Assembly:
15. Urgently demands thàt the authorities of the Federal Republic of Yugoslavia take
immediate action to put an·end to the repression of, and prevent violence against, non­
Serb populations in Kosovo, including acts of harassment, beatings, torture,
warrantless search~s,arbitrary detention and unfair trials, ... ;
16. Càlls upon the Goveininent of the Federal Republic of Yugoslavia to respect the

democratic process and to act immediately to allow freedom ·of expression and
assembly and full and free participation by all residents in Kosovo in the political,
èconomic, social andcultural life of the region, particularly in the areas of education
and health care, and to ensure that all the residents of the region are guarantee'dequal
treatment andprotection regàrdless of ethnie affiliation;

17. Strongly urges the Government of the Federal Republic of Yugoslavia to revoke
all discriminatory legislation and to apply all other legislation without discrimination
and to take urgent action tQ prevent arbitrary evictions .and dismissals and
discrimination against any ethnie or national, religious or linguistic group;

In the report of the United Nations Secretary-General of 3 October 1998 (S/1998/912)

submitted to the Security Cormeil he expressed serious concem .over the deteriorating
conditions in the province:
"7. The desperate situation of the civilian population remains the most disturbing
aspect of the hostilities in Kosovo. I am particularly concemed that civilians
increasingly have become -the main target in the conflict. Fighting in Kosovo has
resulted in a mass displacement of civilian populations, the extensive destruction of

villages and means of livelihood and the deep trauma and despair of displaced
populations. Many villages have been destroyed by shelling and burning following
operations conducted by federal and Serbian government forces. There are concems
that the disproportionate use of force and actions of the security forces are designed to

8 ,-. ."\
."' \
j

· terrorize and subjugate the population, a collective punisbment to teach them that the
price of supporting the Kosovo Albanian paramilitary units is too high and will be
even higher in future. The ·Serbian security forces 'have demanded the surrender of

weapons and have been reported to use terror and violence against civilians to force
people to flee their homes or the places where they had sought refuge, under the guise
o(separatilig them from fighters of the Kosovo Albanian paramilitary units.... ;
8. The level of destruction points clearly to an indiscriminate and disproportionate use

of force against civilian population ... ;
9. I am outraged by reports of mass killings of civilians in Kosovo, which recall the
atrocities committed in B~snia aridHerzegovina ...". ·

Also, for example, on 26 February 2009, the International Criminal Tribunal for the former
Yugoslavia convicted former FRY Vice-President Sainovic, former Chief of the General Staff
of the Yugoslav Àrmy, Generai Ojdanic, and some other high-ranking Serbian officiais for
crimes against humanity committed in Kosovo in 1999(CaseNo. IT-05-87-T).

The factual events preceding the Declaration of Independence have revealed a clear case of
prolonged and.severe. :repre:;isioand denial of ail internal &elf-determiimtion.It follows that
the first precondition for externàl self-determination i.e. secession is fulfilled.

2.1.2 S.ecession as an ultima ratio means

Another condition· for the application of the external self-determination, in addition to

suffering under repressive authorities; is the lack of other options, i.e. secession is an ultima
ratio means. This signifies that other possible ways to resolve the situation must be exhausted.
In the case of Kosovo this condition, too, is met. There have been comprehensive negotiations
in sèveral formats over a considérable period of time.

On 23 September 1998, the Security Council adopted the resolution 1199 (1998), in which it
demanded that the Federal Republic ofYugoslavia:
"... (d) make rapid progress to ·a clear timetable, in the dialogue referred to in
paragraph 3 with the Kosovo Albanian cominunity called for in resolution 1160 (1998f,

with the aim of agreeing confidence-building measures and fmding a political solution
to the problems of Kosovo." (op. para. 4)

On 10June 1999,the SecurityCouncil authorised in resolution 1244(1999)

"... the Secretary-General; with the assistance of relevant international organizations,
to establish an international civil presence in Kosovo in order to provide an interim
administration for Kosovo under which the people of Kosovo can enjoy substantial
autonomy withinfüe Federal Republic ofYugoslavia ..."(op.para. 10)and decided

"... that the main responsibilities of the international civil presence will include: ....
promoting the establishment, pending a final settlement, of substantial autonomy and
self-government in Kosovo, taking full account of annex 2 and of the Rambouillet
accords ..." (op.para. 11).

In November 2005, the Secretary-General appointed Mr. Martti Ahtisaari as his Special
Envoy for the future status process for Kosovo. According to his terms of reference, this
process should have culminated in a political settlement that determines thè future status of
Kosovo. But after more than one year of direct talks, bilateral negotiations and expert

consultations, the SpecialEnvoy concluded in his report (S/2007/168):

9 "..., it has become clear to me that the parties are not able to reach an agreement on

Kosovo's future status'' (para. 1); ·
"... It is my firm view that the negotiations' potential to produce any mutually
agreeable outcoine on Kosovo's status is exhausted.No amount of additional talks,
whatever theformat, will overcome this impasse" (para. 3);
·"... The time has corne to resolve Kosovo's status. Upon careful consideration of
Kosovo's recent bistory, the realities of KosovO today and taking :in:toaccount the

negotiations with the parties,I have corne to the conclusion that the only viable option
for Kosovo is independence, to be supervised for an initial period by the international
community." (para. 5)

To the aforementioned report Special Envoy Ahtisaari has added a "Comprehensive Proposal

for the Kosovo Status Settleme:nt"(S/2007/168 Add.1). The Security Council, however, failed
to adopt a resolution to endorse the proposal..

After a period of discussions in the Security Council, the Contact Group (France, Germany,
Italy, Rùssia, the United Kingdom and the United States) proposed that a Troika of officiais
from the EuropeanUnion, the United States and the Russian Federation undertake yet another

period of negotiations with the goal of achieving a negotiated agreement As it is explained in
the report of the European Union, the United States and the Russian Federation (Troika on
Kosovo) of 4 Deèember 2007, the Troika undertook during four months .an intense schedule
of meetings with the parties and discuss~d a wide range of options. Nonetheless, the parties
were unable to reach an-agreement.(S/2007/723 Enclosure, Summaryparas 1, 2)

In a letter dated 5 December 2007 and addressed to EU High Representative Solana, the
European Union representative within the Troika, Ambassador Ischinger, gave his summary
of the Troika process: ·
"The Troika has, as promised, left no stone untumed in trying to achieve a negotiated
settlement of the Kosovo statu'squestion. The positions of both parties on status have,

however, remained ciiametrically opposed. The potential to reach a negotiated
settlement is now exhausted. It is my view that the parties would not be capable of
reaching agreement on the issue if negotiations were to be continued, whether in the
Troika format, or in some other form."

On 3 January 2008 the Secretary General stated in his report to the Security Cormeil on the

United Nations Interim Administration Mission in Kosovo:
"Expectations in Kosovo remain high that a solution to Kosovo's future status must be
found rapidly. As such the status quo is not likely to be sustainable. ... Moving
forward with a process to determine Kosovo's future status should remain a high
priority for the Security Cormeil and for the international community. Uncertainty and.
a loss of forward dynamic in the future status process could create a risk of instability,

both inKosovo and in the wider region ..." (S/2007/768,paras 33, 34)

Kosovo was on the agenda of the Security Cormeil on 19 Dec.ember2007, 16 January 2008
and 14February 2008 with no outcome.

From the foregoing it can be concluded that all possible means including international
mediation, were exhausted to find a negotiated solution for the status of Kosovo and the
declaration of independence was for Kosovo a means ultima ratio.

10 1

)
·'

2.1.3 Possibility to use the principle of external self-determination in Kosovo

In general, the possibility to use external self-determination ceases to exist when the
preconditions (severe and long-iastingrefusal of interna! self-determination and secession as
an ultima ratio means) are not fulfiÜedanymore. Itcan be argued that since for several years
in Kosovo there was no violence from the side of the Serbian govemment, in 2008 the time

had lapsed to make use of the right to secession.

Still, it has to be taken into account that in the very special case of Kosovo the violence and
ethnie cleansing ca:aieto an end due to the international administration which was.established
in Kosovo. International administration, established by the resolution S/RES/1244 (1999),

brought Kosovo out from being under' Serbian·control. Accordingly, the possibility to use
external self-determination was not on the agenda due to the negotiations with Serbia through
the mediation of UN.

Itcan be assumed that in order to avoid the destabilisation of the region and the international

system of statës, the territorial integrity of Serbia was favoured until ail attempts had been
made to find a negotiated solution for the situation in Kosovo. But even through long-lasting
international negotiation and mediation, the parties of the conilict could not find an acceptable
solution forboth sides. ·

Moreover, it should be taken into account what was said by the Special Envoy of the
Secretary-Generalon Kosovo'sfuture status, Martti Ahtisaari:
"A return of Serbian rule over Kosovo would not be acceptable to the overwhelming
majority of the people of Kosovo. Belgrade could not regain its authority without
provoking violent opposition ... " (S/2007/168, para 7)

Deduced from what was said above, the aspect of self-détermination is not the only deciding
factor in the case of the secession of Kosovo. Kosovo is a case sui generis. The sf;)cessionof
Kosovo can bèassessed only when taking into account ail relevant circumstances.

2.2 Circumstances making Kosovo a case sui generis

A combinationof specific circumstances makes Kosovo a unique case.

The latter point was also expressed in 2007 by UN Special Envoy Martti Ahtisaari in his

Report on Kosovo's future status:
"Kosovo is a unique case that demands a unique solution. In unanimously adopting
resolution 1244 (1999), the Security Council responded to Milosevic's actions in
Kosovo by denying Serbia a role in its governance, placing Kosovo under temporary
United Nations. administration and envisaging a political process designed to

determine Kosovo's future. The combination of these factors makes Kosovo's
circumstances extraordinary." (S/2007/168, para. 15).

The same was confirmed by the EU Foreign Ministers on 18February 2008:
"[The Council] underlines its conviction that in view of the con:flictof the 1990s and
the extended period of international administration under SCR 1244, Kosovo

constitutes asui generis case ... " (Council Conclusions on Kosovo, 18. February 2008,
fmalpara.)

11Based on what was stated above, it can be said that Kosovo is a unique case resulting :from:
1. Yugoslavia'snon-'èonsensualand violent breàk-up;
2. Massive violence and repression that took place in Kosovo in the period up to and
including 1999, which would have justified the secession on the basis of self­
determination and which macieit impossible to find a solution for the status of

Kosovo as part of the Republic of Serbia;
3. Extended period of .international administration under the Security Council
resolution 1244 (1999) which was established with a purpose to put ah end·tothe
violence. The administration; while remaining committed to the principle of the
territorial integrity of the FecieralRepubliè of Yugoslavia, also had to guàrantee
.the autonomy of Kosovo until a negotiated agreement could be found. As a result

of .the.international administration, tlie Republic·of Serbia did not govern Kosovo
for severalyears;·
4. Extensive UN-led process to find a negotiated solution on the future status of
Kosovo witlithe outcome that theUN SpecialEnvoy Martti Ahtisaari confirmedin
2007 in hi.s Report on Kosovo's future status that "the only viable option for

:Kosovois independencè, to be supervised for an initialpèriod by the international
community'' (S/2007/168, parn, 5). One must note that the situation in Kosovo and
in the region was so serious that the UN Security Council, who has according
Article 24(1)of the·Charter ofUN the primary responsibility for the maintenance
of internationalpeaceand security,had to engage actively into the solution-finding
of the crises. ·

All these aspects combinedmake Kosovo a case sui generis. Taking into account a11the legal
and factual circumstancesof the case,.Kosovowas, accordùig to international law, entitled to
use . the right to external self-deterniination and justified to make a Declaration. of
Independence.

3. Accordance of the Declaration of lndependence with the Security Council resolution
1244 (1999) .

The Security Council resolution 1244 (1999) suspended the govemmental authority of the

Federal Republic of Yugoslavia over Kosovo and authorised the Secretary-General to
establish an international civil presence in Kosovo in order to provide interim international
administration under United Nations auspices. Paragraph 10 of the resolution 1244 (1999)
foresaw the establishmentof an interim administration for Kosovo under which the people of
Kosovo can enjoy substantialautonomy within the Federal Republic ofYugoslavia.

While the earlier SecurityCouncil resoluti.ons(resolution 1160 (1998), 1199 (1998) and 1203
(1998)) expressed support for a peaceful resolution of the Kosovo problem which would
include an enhanced status for Ko~ovo, a substantially greater degree of autonomy, and
meaniilgful self-administration, resolution 1244 (1999) went further than before, changing
substantiallythe context of autonomy of Kosovo as foreseen in earlier resolutions.

Resolution 1244 (1999) did not determine the autonomy of Kosovo within the Federal
Republic of Yugoslavia as a final outcome of the process. It only established an interim
international administration which should, pending a political settlement, assure Kosovo's
autonomy within the Federal Republic of Yugoslavia. The goal of the administration was,

12 .. _\:
i
•; 'w /

wbile remainîng committed to the principle of the territorial integrity of the Federal Republic
ofYugoslavia to guarantee the autonomy of Kosovo until a negotiated agreement.

The latter is con:firmedin resolution 1244 (1999) as follows:
"10. [Security Councjl] Authorizes the Secretary-General, with the assistance of

·relevant international organizations, to establish an international civil presence in
Kosovo in order té> provide an interim administration for Kosovo under wbich the
people of Kosovo cari enjoy substantial autonomy within the Federal Republic of

Yugoslavia ... ;
11. Decides that the .main responsibilities of the international civil presence will
include:

(a) Promoting the establishment, pending afinal settlement, of substantial autonomy
and self-government in Kosovo, tak:ingfull account of annex 2 and of the Rambouillet
accords (S/1999/648); ·

(c) Organizing and overseeing the development of provisional institutions for
democratic and autonomous self-government pending apolitical settlement, incluoing

the holding of elections ... " (emphasis added) · ·

This means that the resolution 1244 (1999) deals with the substantial autonomy of Kosovo

within the Federal Republic of Yugoslavia in the context of a transitional period. ·

It must be emphasised that although resolution 1244 (1999) foresaw a political process to

determine Kosovo's future status; it dic:lnot prescribe any specific fmal settlement but.
remained silent on the final outcome. J\j'evertheless,it can be deduced that by providing with
resolution 1244 (1999) a substantial autonomy for the interim period, the Security Cormeil

àlso determined that the political process on the status of Kosovo should foad to nothing less
than substantial autonomy. Therefore the substantial autonomy as referred to in resolution
1244 (1999) can be considered the starting point of the political process determinîng the status

of Kosovo.

The political process to determine Kosovo's future status envisaged by resolution .1244(1999)

began in autumn 2005 (S/PRST/2005/51) with the UN-mediated negotiations in order to find
a mutually agreeable solution regarding the final status of Kosovo. International negotiators
who mediated the process under the mandate of the UN and within the :framework of

resolution 1244 (1999) foresaw several possible solutions for the final status of Kosovo. That
supports the previous argumentation that resolution 1244 (1999) did not determine the fmal
outcome of the political process.

In the Comprehensive Proposai for the Kosovo Status Settlement prepared by the Secretary­
General' s Special Envoy for the future status process for Kosovo Martti Ahtisaari, it was

stated:
"I have corne to the conclusion that the only viable option for Kosovo is independence,
to be supervised for an initial period by the international community". (S/2007/168,

para.5)

The report of the Troïka of officiais :from the European Union, the United States and the

Russian Federation indicates that wide range of options regarding the future status of Kosovo
was considered:

13 "10. Under oui-guidance, the parties reviewed outèomes rangin:gfrom independence
to autonomy, as well as alternàte models such as confederal arrangements, and even a
model based on an."agreement to disagree" in which neither party would be expected

to renounce itsposition but would nonetheless pursue practical arrangements designed
to facilitate cooperation and consultation between thelll. Other international models,
such as Hong Kong, the Aland Islands and the Commonwealth of Independent States,
were discussed". (S./2007/723,enclosure)

Furthermore, resolutioll' 1244 (1999) envisaged in paragraph 11(e) "a. political process
designed to determine Ko.sovo's future status, taking into account the Rambouillet accords".
R.ambouilletaccords were interim agreements providing in Article I paragraph 3 of Chapter 8
that the final status of Kosovo will be determined inter ali(.lon the basis of the will of the
people. Thus resolution 1244 (1999) dç,esnot exclude the independence of Kosovo as the
outcome of thèpolitical process if such should be the will of the people.

Kos6vo's Declaration of Independence was followed by a Serbian request that the Secretary­
General should issue a clear and unequivocal instruction to his Special Representative for
Kosovo to declare the unilateral and illega1act of the secession of Kosovo from the Republic
of Serbianull and void. (Record of the 5839th meeting of the UN Security Council, UN Doc.,

S/PV.5839, 18February 2008)

The legality of the unilateral acts of Kosovo's Assembly was on the agenda of the Special
Representative of the Secretaiy-General for Kosovo aheady in 2002. The. Special
Representative of the Secretary-General and Head of the United Nations Interim
Administration Mission in Kosovo Michael Steiner had declared in bis statement of 23 May

2002 null and void the "resolution on the protection of the territorial integrity of Kosovo"
adopted by the Assembly of Kosovo. The Security Council, in a Presiderttial Statement of 24
May 2002, concurred with the Special Representative of the Secretary-General
(S/PRST/2002/16). Thus the Special Representative ruled out the unilateral actions of the
Assembly of Kosovo directed towards independence at the time when talkson final status had
not begun and there was a possibilityforeach a mutually acceptable outcome.

However, after 15.months of intensive negotiations involving both Serbian and Kosovo
authorities conducted through the Secretary-General's Special Envoy Martti Ahtisaari, the
SpecialEnvoy stated
"... that the negotiations' potential to produce any mutually agreeable outcome on

Kosovo's status is exhausfod.No amount of additional talks, whatever the format, will
overcomethis impasse." (S/2007/168, para. 3)

A fmal attempt to determine whether there was any ground for agreement between Kosovo
and Serbia was made by the Troika which, after "high-level, intense and substantive
discussions between Belgrade and Pristina", also had to state that "the parties were unable to

reach an agreement on the final status of Kosovo". (S/2007/723, para. 2)

Only after the negotiations could not produce any mutually agreeable outcome on Kosovo's
status, Kosovo declared independence according to the will of Kosovo's people, thus
respecting the political process envisaged in resolution 1244 (1999). The Special
Representative of the Secretary-General and Head of the United Nations Interim

Administration Mission in Kosovo did not declare thereafter, despite Serbia's call, the
Declaration oflndependence of 17February 2008null and void.

14Thus thé·Declaration of Independence of Kosovo did not contravene the resolution 1244
(1999) as:
1) Resolution 1244 (1999) provided for securing the autonomy of Kosovo for the

period of interim administration;
2) Resolution 1244 (1999) did not exclude several outcomes on the final status of
Kosovo, among them independence, if this was the will of the people of Kosovo;
3) Kosovo respected the political process envisaged by resolution 1244 (1999): This

conclusion is supported by the fact thàt the Special Representative of the Secretary­
G.eneral did not declare the Déclaration of Independence null and void despite the
demands of Sei'bia.

IV. Conclusion

For the re.asons set out in this Statement, we respectfully request the Court to fmd that the
Declaration of Independence of Kosovo of 17 February 2008 was in accordance with
international law.

15

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