INTERNATIONAL COURT OF JUSTICE
2004/1 Summary
2004 March 31
Case concerning Avena and other Mexican Nationals
Summary of the Judgment of 31 March 2004
History of the proceedings and submissions of the Parties
The Court begins by recalling that on 9 January 2003 the United Mexican States (hereinafter
referred to as “Mexico” ) instituted proceedings against the United States of America (hereinafter
referred to as the “United States”) for “violations of the Vienna Convention on Consular Relations”
of 24April1963 (hereinafter referred to as th e “Vienna Convention”) allegedly committed by the
United States.
In its Application, Mexico based the jurisdiction of the Court on Article36, paragraph1, of
the Statute of the Court and on ArticleI of the Optional Protocol concerning the Compulsory
Settlement of Disputes, which accompanies the Vien na Convention (hereinafter referred to as the
“Optional Protocol”).
On the same day, Mexico also filed a request for the indication of provisional measures.
By an Order of 5 February 2003, the Court indicated the following provisional measures:
“(a) The United States of America shall take
Mr.CésarRoberto Fierro Reyna, Mr.Roberto Moreno Ramos and Mr.Osvaldo
Torres Aguilera are not executed pending final judgment in these proceedings;
(b) The Government of the United States of America shall inform the Court of all
measures taken in implementation of this Order.”
It further decided that, “until the Court has rendered its final judgment, it shall remain seised of the
matters” which formed the subject of that Order.
In a letter of 2November2003, the Agent of the United States advised the Court that the
United States had “informed the relevant state auth orities of Mexico’s application”; that, since the
Order of 5 February 2003, the United States had “obtained from them information about the status
of the fifty-four cases, including the thr ee cases identified in paragraph59(I)(a)
and that the United States could “confirm that none of the named individuals [had] been executed”.
A Memorial by Mexico and a Counter-Memorial by
time-limits extended by the Court. - 2 -
The Court further recalled that, in order to ensure the procedur al equality of the Parties, it
had decided not to authorize a requested amendment by Mexico of its submissions so as to include
two additional Mexican nationals, while taking not e that the United States had made no objection
to the withdrawal by Mexico of its request for relief in two other cases.
Since the Court included upon the Bench no judge of Mexican nationality, Mexico chose
Mr. Bernardo Sepúlveda to sit as judge ad hoc in the case.
Public sittings were held between 15 and 19 December 2003.
At the oral proceedings, the following final submissions were presented by the Parties:
On behalf of the Government of Mexico,
“The Government of Mexico respectfu lly requests the Court to adjudge and
declare
(1) That the United States of America, in arresting, detaining, trying, convicting, and
sentencing the 52 Mexican nationals on death row described in Mexico’s
Memorial, violated its international legal obligations to Mexico, in its own right
and in the exercise of its right to diplomatic protection of its nationals, by failing
to inform, without delay, the 52Mexican na tionals after their arrest of their right
to consular notification and access under Article36(1)(b) of the Vienna
Convention on Consular Relations, and by depriving Mexico of its right to provide
consular protection and the 52nationals’ right to receive such protection as
Mexico would provide under Article 36 (1) (a) and (c) of the Convention;
(2)That the obligation in Article36 (1) of the Vienna Convention requires
notification of consular rights and a reasonable opportunity for consular access
before the competent authorities of the r eceiving State take any action potentially
detrimental to the foreign national’s rights;
(3) That the United States of America viol ated its obligations under Article36(2) of
the Vienna Convention by failing to provide meaningful and effective review and
reconsideration of convictions and se ntences impaired by a violation of
Article36(1); by substituting for such review and reconsideration clemency
proceedings; and by applying the “procedural default” doctrine and other
municipal law doctrines that fail to attach legal significance to an Article36(1)
violation on its own terms;
(4)That pursuant to the injuries suffered by Mexico in its own right and in the
exercise of diplomatic protection of its nationals, Mexico is entitled to full
reparation for those injuries in the form of restitutio in integrum;
(5) That this restitution consists of the obligation to restore the status quo ante by
annulling or otherwise depriving of full force or effect the convictions and
sentences of all 52 Mexican nationals;
(6) That this restitution also includes the ob ligation to take all measures necessary to
ensure that a prior violation of Article36 shall not affect the subsequent
proceedings;
(7) That to the extent that any of the 52 convictions or sentences are not annulled, the
United States shall provide, by means of its own choosing, meaningful and
effective review and reconsideration of the convictions and sentences of the - 3 -
52nationals, and that this obligation cannot be satisfied by means of clemency
proceedings or if any municipal law ru le or doctrine inconsistent with
paragraph (3) above is applied; and
(8) That the United States of America shall cease its violations of Article36 of the
Vienna Convention with regard to Mexico and its 52nationals and shall provide
appropriate guarantees and assurances that it shall take measures sufficient to
achieve increased compliance with Article36(1) and to ensure compliance with
Article 36 (2).”
On behalf of the Government of the United States,
“On the basis of the facts and arguments made by the United States in its
Counter-Memorial and in these proceedings, the Government of the United States of
America requests that the Court, taking into account that the United States has
conformed its conduct to this Court’s Judgment in the LaGrand Case (Germany v.
United States of America) , not only with respect to Ge rman nationals but, consistent
with the Declaration of the President of the Court in that case, to all detained foreign
nationals, adjudge and declare that the claims of the United Mexican States are
dismissed.”
The Court finally gives a short description of the dispute and of the facts underlying the case,
and in paragraph 16 it lists by name the 52 Mexican nationals involved.
Mexican objection to the United States objections to jurisdiction and admissibility (paras. 22-25)
The Court notes at the outset that the United States has presented a number of objections to
the jurisdiction of the Court, as well as to the admissibility of the claims advanced by Mexico; that
it is however the contention of Mexico that all the objections raised by the United States are
inadmissible as having been raised after the expi ration of the time-limit laid down by Article79,
paragraph 1, of the Rules of Court as amended in 2000.
The Court notes, however, that Article79 of the Rules applies only to preliminary
objections. It observes that an objection that is not presented as a preliminary objection in
accordance with paragraph 1 of Article 79 does not thereby become inadmissible; that there are of
course circumstances in which the party failing to put forward an objection to jurisdiction might be
held to have acquiesced in jurisdiction; that, however, apart from such circumstances, a party
failing to avail itself of the Article 79 procedure may forfeit the right to bring about a suspension of
the proceedings on the merits, but can still argue the objection along with the merits. The Court
finds that that is indeed what the United States has done in this case; and that, for reasons to be
indicated below, many of its objections are of such a nature that they would in any event probably
have had to be heard along with the merits. The Court concludes that it should not exclude from
consideration the objections of the United States to jurisdiction and admissibility by reason of the
fact that they were not presented within three months from the date of filing of the Memorial.
United States objections to jurisdiction (paras. 26-35)
By its first jurisdictional objection, the United States suggested that the Mexican Memorial is
fundamentally addressed to the treatment of Mexican nationals in the federal and state criminal
justice systems of the United States, and to the operation of the United States criminal justice
system as a whole; for the Court to address such issues would be an abuse of its jurisdiction. The
Court recalls that its jurisdiction in the present case has been invoked under the Vienna Convention
and Optional Protocol to determine the nature and extent of the obligations undertaken by the - 4 -
United States towards Mexico by becoming party to that Convention. If and so far as the Court
may find that the obligations accepted by the parties to the Vienna Convention included
commitments as to the conduct of their municipal courts in relation to the nationals of other parties,
then in order to ascertain whether there have been breaches of the Convention, the Court must be
able to examine the actions of those courts in the light of international law. How far it may do so in
the present case is a matter for the merits; the first objection of the United States to jurisdiction
cannot therefore be upheld.
The second jurisdictional objection presented by the United States was addressed to
Mexico’s submission “that the United States in arresting, detaining, trying, convicting, and
sentencing [to death] Mexican nationals, violated its international legal obligations to Mexico, in its
own right and in the exercise of its right of dipl omatic protection of its nationals, as provided by
Article 36 of the Vienna Convention. The United St ates pointed out that Article36 of the Vienna
Convention “creates no obligations constraining th e rights of the United States to arrest a foreign
national”; and that, similarly, the “detaining, trying, convicting and sentencing” of Mexican
nationals could not constitute breaches of Artic le36, which merely lays down obligations of
notification. The Court observes, however, that Mexico argues that depriving a foreign national
facing criminal proceedings of the right to consular notification and assistance renders those
proceedings fundamentally unfair. In the Court’s vi ew that is to argue in favour of a particular
interpretation of the Vienna Conve ntion. Such an interpretation may or may not be confirmed on
the merits, but is not excluded from the juri sdiction conferred on the Court by the Optional
Protocol to the Vienna Convention. The second objection of the United States to jurisdiction
cannot therefore be upheld.
The third objection by the United States to the jurisdiction of the Court refers to the first
submission concerning remedies in the Mexican Memorial, namely that Mexico is entitled to
restitutio in integrum , and that the United States therefore is under an obligation to restore the
status quo ante. The United States objects that this would intrude deeply into the independence of
its courts; and that for the Court to declare that the United States is under a specific obligation to
vacate convictions and sentences would be beyond its jurisdiction. The Court recalls in this regard,
as it did in the LaGrand case, that, where jurisdiction exists over a dispute on a particular matter, no
separate basis for jurisdiction is required by the Court in order to consider the remedies a party has
requested for the breach of the obligation (I.C.J. Reports 2001 , p. 485, para. 48). Whether or how
far the Court may order the remedy requested by Mexico are matters to be determined as part of the
merits of the dispute; the third objection of th e United States to jurisd iction cannot therefore be
upheld.
The fourth and last jurisdictional objection of the United States is that, contrary to the
contentions of Mexico, “the Court lacks jurisdiction to determine whether or not consular
notification is a ‘human right’, or to declare fundamental requirements of substantive or procedural
due process”. The Court observes that Mexico has presented this argument as being a matter of
interpretation of Article36, paragraph1(b) , and therefore belonging to the merits. The Court
considers that this is indeed a question of interp retation of the Vienna Convention, for which it has
jurisdiction; the fourth objection of the United States to jurisdiction cannot therefore be upheld.
United States objections to admissibility (paras. 36-48)
The Court notes that the first objection of the United States under this head is that “Mexico’s
submissions should be found inadmissible because they seek to have this Court function as a court
of criminal appeal”; that there is, in the view of the United States, “no other apt characterization of
Mexico’s two submissions in respect of remedies”. The Court observes that this contention is
addressed solely to the question of remedies. The United States does not contend on this ground
that the Court should decline jurisdiction to enquire into the question of breaches of the Vienna
Convention at all, but simply that, if such brea ches are shown, the Court should do no more than - 5 -
decide that the United States must provide “review and reconsideration” along the lines indicated in
the Judgment in the LaGrand case (I.C.J. Reports 2001 , pp. 513-514, para. 125). The Court notes
that this is a matter of merits; the first objection of the United States to admissibility cannot
therefore be upheld.
The Court then turns to the objection of the Un ited States based on the rule of exhaustion of
local remedies. The United States contends th at the Court “should find inadmissible Mexico’s
claim to exercise its right of diplomatic prot ection on behalf of any Mexican national who has
failed to meet the customary legal requirement of exhaustion of municipal remedies”. The Court
recalls that in its final submissions Mexico asks the Court to adjudge and declare that the United
States, in failing to comply with Article36, para graph1, of the Vienna Convention, has “violated
its international legal obligations to Mexico, in its own right and in the exercise of its right of
diplomatic protection of its nationals”. The Court observes that the individual rights of Mexican
nationals under subparagraph1(b) of Article36 of the Vienna Convention are rights which are to
be asserted, at any rate in the first place, within the domestic legal system of the United States.
Only when that process is completed and local remedies are exhausted would Mexico be entitled to
espouse the individual claims of its nationals thr ough the procedure of diplomatic protection. In
the present case Mexico does not, however, claim to be acting solely on that basis. It also asserts
its own claims, basing them on the injury which it contends that it has itself suffered, directly and
through its nationals, as a result of the violation by the Un ited States of the obligations incumbent
upon it under Article 36, paragraph 1 (a), (b) and (c) . The Court finds that, in these special
circumstances of interdependence of the rights of the State and of individual rights, Mexico may, in
submitting a claim in its own name, request the Court to rule on the violation of rights which it
claims to have suffered both directly and thro ugh the violation of individual rights conferred on
Mexican nationals under Article36, paragraph1(b) . The duty to exhaust local remedies does not
apply to such a request. The Court accordingly finds that the second objection by the United States
to admissibility cannot be upheld.
The Court then turns to the question of the al leged dual nationality of certain of the Mexican
nationals the subject of Mexico’s claims. The United States contends that in its Memorial Mexico
had failed to establish that it may exercise dipl omatic protection based on breaches of Mexico’s
rights under the Vienna Convention with respect to those of its nationals who are also nationals of
the United States. The Court recalls, however, th at Mexico, in addition to seeking to exercise
diplomatic protection of its nationals, is making a claim in its own right on the basis of the alleged
breaches by the United States of Article 36 of the Vienna Convention. Seen from this standpoint,
the question of dual nationality is not one of admiss ibility, but of merits. Without prejudice to the
outcome of such examination, the third objectio n of the United States to admissibility cannot
therefore be upheld.
The Court then turns to the fourth objection advanced by the United States to the
admissibility of Mexico’s claims: the contention that “The Court should not permit Mexico to
pursue a claim against the United States with respect to any individual case where Mexico had
actual knowledge of a breach of the [Vienna Convention] but failed to bring such breach to the
attention of the United States or did so only after considerable delay.” The Court recalls that in the
case of Certain Phosphate Lands in Nauru (Nauru v. Australia), it observed that “delay on the part
of a claimant State may render an application inadmissible”, but that “international law does not lay
down any specific time-limit in th at regard” (I.C.J. Reports 1992 , pp.253-254, para.32). It notes
that in that case it had recognized that delay might prejudice the Respondent State, but fines that
there has been no suggestion of any such risk of prejudice in the present case. So far as
inadmissibility might be based on an implied waiver of rights, the Court considers that only a much
more prolonged and consistent inaction on the part of Mexico than any that the United States has
alleged might be interpreted as implying such a waiver. The Court notes, furthermore, that Mexico
indicated a number of ways in which it brought to the attention of the United States the breaches
which it perceived of the Vienna Convention; the fourth objection of the United States to
admissibility cannot therefore be upheld. - 6 -
The Court finally examines the objection of the United States that the claim of Mexico is
inadmissible in that Mexico should not be allowed to invoke against the United States standards
that Mexico does not follow in its own practice. Th e Court recalls in this respect that it is essential
to have in mind the nature of the Vienna Convention. That Convention lays down certain standards
to be observed by all States parties, with a view to the “unimpeded conduct of consular relations”.
Even if it were shown, therefore, that Mexico’s practice as regards the application of Article 36 was
not beyond reproach, this would not constitute a ground of objection to the admissibility of
Mexico’s claim; the fifth objection of the United States to admissibility cannot therefore be
upheld.
The Court then turns to the merits of Mexico’s claims.
Article 36, paragraph 1, of the Vienna Convention (paras. 49-106)
The Court notes that in the first of its fina l submissions, Mexico asks the Court to adjudge
and declare that,
“the United States of America, in arre sting, detaining, trying, convicting, and
sentencing the 52 Mexican nationals on death row described in Mexico’s Memorial,
violated its international legal obligations to Mexico, in its own right and in the
exercise of its right to diplomatic protec tion of its nationals, by failing to inform,
without delay, the 52Mexican nationals after their arrest of their right to consular
notification and access under Article 36 (1) (b) of the Vienna Convention on Consular
Relations, and by depriving Mexico of its right to provide consular protection and the
52nationals’ right to receive such protection as Mexico would provide under
Article 36 (1) (a) and (c) of the Convention”.
It recalls that it has already in its Judgment in the LaGrand case describe d Article36,
paragraph1, as “an interrelated régime designed to facilitate the implementation of the system of
consular protection” (I.C.J. Reports 2001 , p.492, para.74). After citing the full text of the
paragraph, the Court observes that the United States as the receiving State does not deny its duty to
perform the obligations indicated th erein. However, it claims that those obligations apply only to
individuals shown to be of Mexican nationality alone, and not to those of dual Mexican/United
States nationality. The United States further contends inter alia that it has not committed any
breach of Article36, paragraph1(b) , upon the proper interpretation of “without delay” as used in
that subparagraph.
Article 36, paragraph 1 (b) (paras. 52-90)
The Court finds that thus two major is sues under Article 36, paragraph 1 (b) are in dispute
between the Parties: first, the question of the nationality of the individuals concerned; and second,
the question of the meaning to be given to the expression “without delay”.
Nationality of the individuals concerned (paras. 53-57)
The Court begins by noting that the Parties disagree as to what each of them must show as
regards nationality in connection with the applicability of the terms of Article 36, paragraph 1, and
as to how the principles of evidence have been met on the facts of the cases.
The Court finds that it is for Mexico to show that the 52 persons listed in paragraph 16 of the
Judgment held Mexican nationality at the time of thei r arrest. It notes that to this end Mexico has
produced birth certificates and declarations of nationality, whose contents have not been challenged
by the United States. The Court observes further that the United States has questioned whether - 7 -
some of these individuals were not also United St ates nationals. The Court takes the view that it
was for the United States to demonstrate that this was so and to furnish the Court with all
information on the matter in its possession. In so fa r as relevant data on that matter are said by the
United States to lie within the knowledge of Mexico, it was for the United States to have sought
that information from the Mexican authorities. Th e Court finds that, at no stage, however, has the
United States shown the Court that it made specific enquiries of those authorities about particular
cases and that responses were not forthcoming. The Court accordingly concludes that the United
States has not met its burden of proof in its at tempt to show that persons of Mexican nationality
were also United States nationals. The Court therefore finds that, as regards the52 persons listed
in paragraph16 of the Judgment, the United States had obligations under Article36,
paragraph 1 (b).
Requirement to inform “without delay” (paras. 58-90)
The Court continues by noting that Mexico, in its second final submission, asks the Court to
find that
“the obligation in Article36, paragraph1, of the Vienna Convention requires
notification of consular rights and a reasonable opportunity for consular access before
the competent authorities of the receiving State take any action potentially detrimental
to the foreign national’s rights”.
The Court notes that Mexico contends that, in each of the 52cases before the Court, the
United States failed to provide the arrested pers ons with information as to their rights under
Article 36, paragraph 1 (b), “without delay”. It further notes that the United States disputes both
the facts as presented by Mexico and the legal analysis of Article 36, paragraph 1 (b), of the Vienna
Convention offered by Mexico.
The Court first turns to the interpre tation of Article 36, paragraph 1 (b) , having found that it
is applicable to the 52persons listed in paragrap h16 of the Judgment. It begins by noting that
Article 36, paragraph 1 (b), contains three separate but interrelated elements: the right of the
individual concerned to be informed without delay of his rights under Article36, paragraph1(b) ;
the right of the consular post to be notified withou t delay of the individual’s detention, if he so
requests; and the obligation of the receiving St ate to forward without delay any communication
addressed to the consular post by the detained pers on (this last element not having been raised in
the case).
Beginning with the right of an arrested individu al to information, the Court finds that the
duty upon the arresting authorities to give the Article36, paragraph1(b) , information to the
individual arises once it is realized that the person is a foreign national, or once there are grounds to
think that the person is probably a foreign national. Precisely when this may occur will vary with
circumstances.
Bearing in mind the complexities of establis hing such a fact as explained by the United
States, the Court begins by examining the application of Article 36, paragraph 1 (b) , of the Vienna
Convention to the 52cases. In 45 of these cases, it finds that it has no evidence that the arrested
persons claimed United States nationality, or were reasonably thought to be United States
nationals, with specific enquiries being made in time ly fashion to verify such dual nationality. It
notes, however, that seven persons are asserted by the United States to have stated at the time of
arrest that they were United States citizens.
After examination of those seve n cases the Court concludes that Mexico has failed to prove
the violation by the United States of its obligations under Article 36, paragraph 1 (b), in only one of - 8 -
these. As regards the other individuals who are alleged to have claimed United States nationality
on arrest, the Court finds that the argument of the United States cannot be upheld.
The Court points out that the question nonetheless remains as to whether, in each of these
51cases, the United States did provide the requir ed information to the arrested persons “without
delay”. It is to that question that the Court then turns. The Court notes that in 47 cases the United
States nowhere challenges the fact that the Mexican nationals were never informed of their rights
under Article36, paragraph1(b), but that in four cases some doubt remains whether the
information that was given was provided “without delay”; for these, some examination of the term
is thus necessary.
The Court notes that the Parties have very different views on this. According to Mexico, the
timing of the notice to the detained person “is cri tical to the exercise of the rights provided by
Article36” and the phrase “without delay” in paragraph1(b) requires “unqualified immediacy”.
Mexico further contends that, in view of the object and purpose of Article36 , which is to enable
“meaningful consular assistance” and the safeguard ing of the vulnerability of foreign nationals in
custody, “consular notification …must occur immediately upon detention and prior to any
interrogation of the foreign detainee, so that the consul may offer useful advice about the foreign
legal system and provide assist ance in obtaining counsel before the foreign national makes any
ill-informed decisions or the State takes any action potentially prejudicial to his rights”.
The United States disputed this interpretation of the phrase “without delay”. In its view it
did not mean “immediately, and before interr ogation” and such an understanding was supported
neither by the terminology, nor by the object and purpose of the Vienna Convention, nor by its
travaux préparatoires. According to the United States, the pur pose of Article36 was to facilitate
the exercise of consular functions by a consular officer: “The significance of giving consular
information to a national is thus limited... It is a procedural device that allows the foreign
national to trigger the related process of notification . . . [It] ca nnot possibly be fundamental to the
criminal justice process.”
The Court begins by noting that the precise meaning of “without delay”, as it is to be
understood in Article36, paragraph1(b) , is not defined in the Convention. This phrase therefore
requires interpretation according to the custom ary rules of treaty inte rpretation reflected in
Articles 31 and 32 of the Vienna Convention on the Law of Treaties. After examination of the text
of the Vienna Convention on Consular Relations, its object and purpose, as well as its travaux
préparatoires, the Court finds that “without delay” is not necessarily to be interpreted as
“immediately” upon arrest, nor can it be interpreted to signify that the provision of the information
must necessarily precede any interrogation, so that the commencement of interrogation before the
information is given would be a breach of Article36. The Court observes, however, that there is
nonetheless a duty upon the arresting authorities to give the information to an arrested person as
soon as it is realized that the person is a foreign national, or once there are grounds to think that the
person is probably a foreign national.
Applying this interpretation of “without delay” to the facts of the four outstanding cases, the
Court finds that the United States was in breach of its obligations under Article 36, paragraph 1 (b),
in respect of these individuals also. The Court a ccordingly concludes that, with respect to all save
one of the 52 individuals listed in paragraph 16 of the Judgment, the United States has violated its
obligation under Article36, paragraph1(b) , of the Vienna Convention to provide information to
the arrested person.
Article 36, paragraph 1 (a) and (c) (paras. 91-107)
The Court begins by recalling its observation above that Article 36, paragraph 1 (b), contains
three elements. Thus far, it observes, it has been dealing with the right of an arrested person to be - 9 -
informed that he may ask for his consular post to be notified. The Court then turns to another
aspect of Article 36, paragraph 1 (b) . It finds the United States is correct in observing that the fact
that a Mexican consular post was not notified under Article36, paragraph1(b) , does not of
necessity show that the arrested person was not in formed of his rights under that provision. He
may have been informed and declined to have his consular post notified. The Court finds in one of
the two cases mentioned by the United States in this respect, that that was the case. In two of three
further cases in which the United States alleges that the consular post was formally notified without
prior information to the individual, the Court finds that the United States did violate its obligations
under Article 36, paragraph 1 (b).
The Court notes that, in the first of its final submissions, Mexico also asks the Court to find
that the violations it ascribes to the United States in respect of Article 36, paragraph 1 (b), have also
deprived “Mexico of its right to provide consular protection and the 52nationals’ right to receive
such protection as Mexico would provide under Article 36 (1) (a)and (c) of the Convention”.
The Court recalls that the relationship betw een the three subparagraphs of Article36,
paragraph1, has been described by it in its Judgment in the LaGrand case (I.C.J. Reports 2001 ,
p.492, para.74) as “an interrelated régime”. The legal conclusions to be drawn from that
interrelationship necessarily depend upon the facts of each case. In the LaGrand case, the Court
found that the failure for 16 years to inform the brot hers of their right to have their consul notified
effectively prevented the exercise of other rights that Germany might have chosen to exercise under
subparagraphs (a) and(c) . The Court is of the view that it is necessary to revisit the
interrelationship of the three subparagraphs of Article 36, paragraph 1, in the light of the particular
facts and circumstances of the present case.
It first recalls that, in one case, when the defendant was informed of his rights, he declined to
have his consular post notified. Thus in this ca se there was no violation of either subparagraph (a)
or subparagraph (c) of Article 36, paragraph 1.
In the remaining cases, because of the failure of the United States to act in conformity with
Article 36, paragraph 1 (b), Mexico was in effect precluded (i n some cases totally, and in some
cases for prolonged periods of time) from exercising its right under paragraph 1 (a) to communicate
with its nationals and have access to them. As th e Court has already had occasion to explain, it is
immaterial whether Mexico would have offered consular assistance, “or whether a different verdict
would have been rendered. It is sufficient th at the Convention conferred these rights” (I.C.J.
Reports 2001, p. 492, para. 74), which might have been acted upon.
The Court observes that the same is true, pari passu , of certain rights identified in
subparagraph (c): “consular officers shall have the right to visit a national of the sending State who
is in prison, custody or detention, and to convers e and correspond with him . . .”. Mexico, it notes,
laid much emphasis in this litigation upon the importance of consular officers being able to arrange
for such representation before and during trial, and especially at sentencing, in cases in which a
severe penalty may be imposed. Mexico has further indicated the importance of any financial or
other assistance that consular officers may provide to defence counsel, inter aliafor investigation of
the defendant’s family background and mental condition, when such information is relevant to the
case. The Court observes that the exercise of the rights of the sending State under Article36,
paragraph 1 (c), depends upon notification by the authoritie s of the receiving State. It may be,
however, that information drawn to the attention of the sending State by other means may still
enable its consular officers to assist in arranging legal represen tation for its national. The Court
finds that has been so in 13 cases.
The Court concludes on this aspect of the case in paragraph106 of the Judgment, where it
summarizes its findings as to the violation of the different obligations incumbent upon the United
States under Article 36, paragraph 1, in the cases before it. - 10 -
Article 36, paragraph 2 of the Vienna Convention (paras. 107-114)
The Court then recalls that in its third final submission Mexico asks the Court to adjudge and
declare that “the United States violated its obligations under Article36(2) of the Vienna
Convention by failing to provide meaningful an d effective review and reconsideration of
convictions and sentences impaired by a violation of Article36(1)”. More specifically, Mexico
contends that:
“The United States uses several municipal legal doctrines to prevent finding any
legal effect from the violations of Article 36. First , despite this Court’s clear analysis
in LaGrand, U.S. courts, at both the state and fede ral level, continue to invoke default
doctrines to bar any review of Article36 violations ⎯ even when the national had
been unaware of his rights to consular notification and communication and thus his
ability to raise their violation as an issue at trial, due to the competent authorities’
failure to comply with Article 36.”
Against this contention by Mexico, the United States argues that:
“the criminal justice systems of the United States address all errors in process through
both judicial and executive clemency proceedings, relying upon the latter when rules
of default have closed out the possibilit y of the former. That is, the ‘laws and
regulations’ of the United States provide for the correction of mistakes that may be
relevant to a criminal defendant to occur through a combination of judicial review and
clemency. These processes together, workin g with other competent authorities, give
full effect to the purposes for which Article 36(1) is intended, in conformity with
Article36(2). And, insofar as a breac h of Article36(1) has occurred, these
procedures satisfy the remedial function of Article36(2) by allowing the United
States to provide review and reconsideratio n of convictions and sentences consistent
with LaGrand.”
The Court observes that it has already considered the application of the so called “procedural
default” rule in the LaGrand case, when the Court addressed the issue of its implications for the
application of Article36, paragraph2, of the Vienna Convention. The Court emphasized that “a
distinction must be drawn between that rule as such and its specific application in the present case”
stating:
“In itself, the rule does not violate Ar ticle36 of the Vienna Convention. The
problem arises when the procedural default rule does not allow the detained individual
to challenge a conviction and sentence by claiming, in reliance on Article36,
paragraph1, of the Convention, that the competent national authorities failed to
comply with their obligation to provide the requisite consular information ‘without
delay’, thus preventing the person from s eeking and obtaining consular assistance
from the sending State.” (I.C.J. Reports 2001, p. 497, para. 90.)
On this basis, the Court concluded that “the pr ocedural default rule pr evented counsel for the
LaGrands to effectively challenge their convictions and sentences other than on United States
constitutional grounds” (ibid. , para.91). The Court deems this statement to be equally valid in
relation to the present case, where a number of Mexican nationals have been placed exactly in such
a situation.
The Court further observes that the procedural default rule has not been revised, nor has any
provision been made to prevent its application in cases where it has been the failure of the United
States itself to inform that may have precluded counsel from being in a position to have raised the
question of a violation of the Vienna Convention in the initial trial. The Court notes moreover that
in several of the cases cited in Mexico’s final su bmissions the procedural default rule has already - 11 -
been applied, and that in others it could be applied at subsequent stages in the proceedings. It also
points out, however, that in none of the cases , save for the three mentioned below, have the
criminal proceedings against the Mexican nationals concerned already reached a stage at which
there is no further possibility of judicial re-examination of those cases; that is to say, all possibility
is not yet excluded of “review and reconsideration” of conviction and sentence, as called for in the
LaGrand case, and as explained in subsequent paragraphs of the Judgment. The Court finds that it
would therefore be premature for the Court to conclu de at this stage that, in those cases, there is
already a violation of the obligations under Article 36, paragraph 2, of the Vienna Convention.
By contrast, the Court notes that in the ca se of three named Mexican nationals, conviction
and sentence have become final. Moreover, in one of these cases, the Oklahoma Court of Criminal
Appeals has set an execution date. The Court finds therefore that it must conclude that, subject to
its observations below in regard to clemency proceedings, in relation to these three individuals, the
United States is in breach of its obligations under Article36, paragraph2, of the Vienna
Convention.
Legal consequences of the breach (paras. 115-150)
Having concluded that in most of the cases brought before the Court by Mexico in the
52instances, there has been a failure to obse rve the obligations prescribed by Article36,
paragraph 1 (b) , of the Vienna Convention, the Court pr oceeds to the examination of the legal
consequences of such a breach and of the legal remedies therefor.
It recalls that Mexico in its fourth, fifth and sixth submissions asks the Court to adjudge and
declare:
“(4) that pursuant to the injuries suffered by Mexico in its own right and in the exercise
of diplomatic protection of its nationals , Mexico is entitled to full reparation for
these injuries in the form of restitutio in integrum;
(5) that this restitution consists of the obligation to restore the status quo ante by
annulling or otherwise depriving of fu ll force or effect the conviction and
sentences of all 52 Mexican nationals; [and]
(6) that this restitution also includes the ob ligation to take all measures necessary to
ensure that a prior violation of Article36 shall not affect the subsequent
proceedings.”
The United States on the other hand argues:
“LaGrand’s holding calls for the United States to provide, in each case, ‘review and
reconsideration’ that ‘takes account of’ th e violation, not ‘review and reversal’, not
across-the-board exclusions of evidence or nullification of convictions simply because
a breach of Article 36 (1) occurred and without regard to its effect upon the conviction
and sentence and, not... ‘a precise, concrete , stated result: to re-establish the status
quo ante’”.
The Court points out that its task in the presen t case is to determine what would be adequate
reparation for the violations of Article36. The Court finds it to be clear from what has been
observed above that the internationally wrongful acts committed by the United States were the
failure of its competent authorities to inform th e Mexican nationals concerned, to notify Mexican
consular posts and to enable Mexico to provide consular assistance. It is of the view that it follows
that the remedy to make good these violations should consist in an obligation on the United States
to permit review and reconsideration of these nationals’ cases by the United States courts, with a - 12 -
view to ascertaining whether in each case the viol ation of Article36 committed by the competent
authorities caused actual prejudice to the defendan t in the process of administration of criminal
justice.
The Court considers that it is not to be presum ed, as Mexico asserts, that partial or total
annulment of conviction or sentence provides the necessary and sole remedy. In the present case it
is not the convictions and sentences of the Mexican nationals which are to be regarded as a
violation of international law, but solely certain breaches of treaty obligations which preceded
them. Mexico, the Court notes, has further contended that the right to consular notification and
consular communication under the Vienna Convention is a human right of such a fundamental
nature that its infringement will ipso facto produce the effect of vitiating the entire process of the
criminal proceedings conducted in violation of this fundamental right. The Court observes that the
question of whether or not the Vienna Convention rights are human rights is not a matter that it
need decide. It points out, however, that ne ither the text nor the object and purpose of the
Convention, nor any indication in the travaux préparatoires , support the conclusion that Mexico
draws from its contention in that regard. The Court finds that for these reasons, Mexico’s fourth
and fifth submissions cannot be upheld.
In elaboration of its sixth submission, Mexico contends that “As an aspect of restitutio in
integrum, Mexico is also entitled to an order that in any subsequent criminal proceedings against
the nationals, statements and confessions obtained prior to notification to the national of his right to
consular assistance be excluded”. The Court is of the view that this question is one which has to be
examined under the concrete circumstances of each case by the United States courts concerned in
the process of their review and reconsideration. For this reason, the sixth submission of Mexico
cannot be upheld.
Although rejecting the fourth, fifth and sixth submissions of Mexico relating to the remedies
for the breaches by the United States of its intern ational obligations under Article 36 of the Vienna
Convention, the Court points out that the fact remains that such breaches have been committed, and
that it is thus incumbent upon the Court to specif y what remedies are required in order to redress
the injury done to Mexico and to its nationals by the United States through non-compliance with
those international obligations.
In this regard, the Court recalls that Mexico ’s seventh submission also asks the Court to
adjudge and declare:
“That to the extent that any of the 52 convictions or sentences are not annulled,
the United States shall provide, by means of its own choosing, meaningful and
effective review and reconsideration of the convictions and sentences of the
52nationals, and that this obligation cannot be satisfied by means of clemency
proceedings or if any municipal law rule or doctrine [that fails to attach legal
significance to an Article 36 (1) violation] is applied.”
On this question of “review and reconsideratio n”, the United States takes the position that it
has conformed its conduct to the LaGrand Judgment. In a further elaboration of this point, the
United States argues that “[t]he Court said in LaGrand that the choice of means for allowing the
review and reconsideration it called for ‘must be left’ to the United States”.
The Court points out that, in stating in its Judgment in the LaGrand case that “the United
States of America, by means of its own choosing , shall allow the review and reconsideration of the
conviction and sentence” (I.C.J. Reports 2001 , p.516, para.128; emphasis added), the Court
acknowledged that th e concrete modalities for such review and reconsideration should be left
primarily to the United States. It should be under lined, however, that this freedom in the choice of
means for such review and reconsideration is not without qualification: as the passage of the
Judgment quoted above makes abundantly clear, such review and reconsideration has to be carried - 13 -
out “by taking account of the violation of the rights set forth in the Convention” (I.C.J. Reports
2001, p.514, para.125), including, in particular , the question of the legal consequences of the
violation upon the criminal proceedings that have followed the violation.
The Court observes that the current situation in the United States criminal procedure, as
explained by the Agent at the hearings, is such that a claim based on the violation of Article36,
paragraph 1, of the Vienna Convention, however meritorious in itself, could be barred in the courts
of the United States by the operation of the procedur al default rule. The Court is of the view that
the crucial point in this situation is that, by th e operation of the procedural default rule as it is
applied at present, the defendant is effectively limited to seeking the vindication of his rights under
the United States Constitution.
The Court takes note in this regard that Mexico , in the latter part of its seventh submission,
has stated that “this obligation [of providing revi ew and reconsideration] cannot be satisfied by
means of clemency proceedings”. Furthermore, Mexico argues that the clemency process is in
itself an ineffective remedy to satisfy the international obligations of the United States. It
concludes: “clemency review is standardless, secretive, and immune from judicial oversight”.
Against this contention of Mexico, the United Stat es claims that it “gives ‘full effect’ to the
‘purposes for which the rights accorded under [A rticle 36, paragraph 1,] are intended’ through
executive clemency”. It argues that “[t]he clemency process is well suited to the task of providing
review and reconsideration”. The United States explains that, “Clemency . . . is more than a matter
of grace; it is part of the overall scheme for ensu ring justice and fairness in the legal process” and
that “Clemency procedures are an integral part of the existing ‘laws and regulations’ of the United
States through which errors are addressed”.
The Court emphasizes that the “review and reconsideration” prescribed by it in the LaGrand
case should be effective. Thus it should “tak[e] account of the violation of the rights set forth in
[the] Convention” (I.C.J. Reports 2001 , p.516, para.128(7)) and guarantee that the violation and
the possible prejudice caused by that violation will be fully examined and taken into account in the
review and reconsideration process. Lastly, review and reconsideration should be both of the
sentence and of the conviction.
Accordingly, in a situation of the violation of rights under Article36, paragraph1, of the
Vienna Convention, the defendant raises his claim in this respect not as a case of “harm to a
particular right essential to a fair trial” ⎯ a concept relevant to the enjoyment of due process rights
under the United States Constitution ⎯ but as a case involving the infringement of his rights under
Article36, paragraph1. The rights guarantee d under the Vienna Convention are treaty rights
which the United States has undertaken to comply with in relation to the individual concerned,
irrespective of the due process ri ghts under United States constitutional law. The Court is of the
view that, in cases where the breach of the individual rights of Mexican nationals under Article 36,
paragraph 1 (b), of the Convention has resulted, in the sequence of judicial proceedings that has
followed, in the individuals concerned being subj ected to prolonged detention or convicted and
sentenced to severe penalties, the legal consequences of this breach have to be examined and taken
into account in the course of review and reconsidera tion. The Court considers that it is the judicial
process that is suited to this task.
As regards the clemency procedure, the Court points out what is at issue in the present case
is whether the clemency process as practised within the criminal justice systems of different states
in the United States can, in and of itself, qualify as an appropriate means for undertaking the
effective “review and reconsideration of the convi ction and sentence by taking account of the
violation of the rights set forth in the Convention”, as the Court prescribed in the LaGrand
Judgment (I.C.J. Reports 2001 , p.514, para.125). The Court notes that the clemency process, as
currently practised within the United States crimin al justice system, does not appear to meet the - 14 -
above-mentioned requirements and that it is theref ore not sufficient in itself to serve as an
appropriate means of “review and reconsideration” as envisaged by the Court in the LaGrandcase.
Finally, the Court considers the eighth submis sion of Mexico, in which it asks the Court to
adjudge and declare:
“That the [United States] shall cease its vi olations of Article36 of the Vienna
Convention with regard to Mexico and its 52nationals and shall provide appropriate
guarantees and assurances that it shall take measures sufficient to achieve increased
compliance with Article 36 (1) and to ensure compliance with Article 36 (2).”
The Court recalls that Mexico, although recognizing the efforts by the United States to raise
awareness of consular assistance rights, notes with regret that “the United States program, whatever
its components, has proven ineffective to prevent the regular and continuing violation by its
competent authorities of consular no tification and assistance rights gu aranteed by Article36”. It
also recalls that the United States contradicts this contention of Mexico by claiming that “its efforts
to improve the conveyance of information about consular notification are continuing unabated and
are achieving tangible results”. It contends th at Mexico “fails to establish a ‘regular and
continuing’ pattern of breaches of Article 36 in the wake of LaGrand”.
Referring to the fact that the Mexican request for guarantees of non-repetition is based on its
contention that beyond 52 cases there is a “regular and continuing pattern of breaches by the United
States of Article 36, the Court observes that, in this respect, there is no evidence properly before it
that would establish a general pattern. While it is a matter of concer n that, even in the wake of the
LaGrand Judgment, there remain a substantial number of cases of failure to carry out the obligation
to furnish consular information to Mexican nation als. The Court notes that the United States has
been making considerable efforts to ensure that its law enforcement authorities provide consular
information to every arrested person they know or have reason to believe is a foreign national. The
Court further notes in this regard that in the LaGrand case Germany sought, inter alia , “a
straightforward assurance that the United States wi ll not repeat its unlawful acts” (I.C.J. Reports
2001, p. 511, para. 120). With regard to this general demand for an assurance of non-repetition, the
Court stated:
“If a State, in proceedings before this Court, repeatedly refers to substantial
activities which it is carrying out in order to achieve compliance with certain
obligations under a treaty, then this expr esses a commitment to follow through with
the efforts in this regard. The programme in question certainly cannot provide an
assurance that there will never again be a failure by the United States to observe the
obligations of notification under Article36 of the Vienna Convention. But no State
could give such a guarantee and Germany does not seek it. The Court considers that
the commitment expressed by the United States to ensure implementation of the
specific measures adopted in performance of its obligations under Article36,
paragraph 1 (b), must be regarded as meeting Germany’s request for a general
assurance of non-repetition.” (I.C.J. Reports 2001, pp. 512-513, para. 124.)
The Court believes that as far as the request of Mexico for guarantees and assurances of
non-repetition is concerned, what the Court stated in this passage of the LaGrand Judgment
remains applicable, and therefore meets that request.
* - 15 -
The Court then re-emphasizes a point of importance. It points out that in the present case it
has been addressing the issues of principle raised in the course of the present proceedings from the
viewpoint of the general application of the Vienna Convention, and there can be no question of
making an a contrario argument in respect of any of the C ourt’s findings in the present Judgment.
In other words, the fact that in this case the Court’s ruling has concerned only Mexican nationals
cannot be taken to imply that the conclusions reached by it in the present Judgment do not apply to
other foreign nationals finding themselves in similar situations in the United States.
The Court finally points out that its Order of 5February2003 indicating provisional
measures mentioned above, according to its terms and to Article41 of the Statute, was effective
pending final judgment, and that the obligations of the United States in that respect are, with effect
from the date of the Judgment, replaced by those declared in this Judgment. The Court observes
that it has found in relation to the three persons concerned in the Order (among others), that the
United States has committed breaches of its ob ligations under Article 36, paragraph 1, of the
Vienna Convention; and that moreover, in respect of those three persons alone, the United States
has also committed breaches of Article36, paragraph2. The review and reconsideration of
conviction and sentence required by Article36, paragraph2, which is the appropriate remedy for
breaches of Article36, paragraph1, has not been carried out. The Court considers that in these
three cases it is for the United States to find an appropriate remedy having the nature of review and
reconsideration according to the criteria indicated in the Judgment.
*
In subparagraphs 4 to 11 (on the merits) of operative paragraph 153 of its Judgment, the Court
⎯ “finds, by fourteen votes to one, that, by not informing, without delay upon their detention, the
51Mexican nationals referred to in paragraph106(1) above of their rights under Article36,
paragraph 1 (b), of the Vienna Convention on Consular Relations of 24 April 1963, the United
States of America breached the obligations incumbent upon it under that subparagraph;
⎯ finds, by fourteen votes to one, that, by not notifying the appropriate Mexican consular post
without delay of the detention of the 49Mexican nationals referred to in paragraph106(2)
above and thereby depriving the United Mexican States of the right, in a timely fashion, to
render the assistance provided for by the Vienna Convention to the individuals concerned, the
United States of America breached the obligations incumbent upon it under Article36,
paragraph 1 (b);
⎯ finds , by fourteen votes to one, that, in relation to the 49Mexican nationals referred to in
paragraph106(3) above, the United States of America deprived the United Mexican States of
the right, in a timely fashion, to communicate with and have access to those nationals and to
visit them in detention, and thereby breached the obligations incumbent upon it under
Article 36, paragraph 1 (a) and (c), of the Convention;
⎯ finds, by fourteen votes to one, that, in relation to the 34Mexican natio nals referred to in
paragraph106(4) above, the United States of America deprived the United Mexican States of
the right, in a timely fashion, to arrange for le gal representation of those nationals, and thereby
breached the obligations incumbent upon it under Article36, paragraph1(c) , of the
Convention;
⎯ finds , by fourteen votes to one, that, by not perm itting the review and reconsideration, in the
light of the rights set forth in the Convention, of the conviction and sentences of
Mr. César Roberto Fierro Reyna, Mr. Roberto Moreno Ramos and Mr. Osvaldo Torres - 16 -
Aguilera, after the violations referred to in subparagraph(4) above had been established in
respect of those individuals, the United States of America breached the obligations incumbent
upon it under Article 36, paragraph 2, of the Convention;
⎯ finds, by fourteen votes to one, that the appropria te reparation in this case consists in the
obligation of the United States of America to pr ovide, by means of its own choosing, review
and reconsideration of the convictions and sentences of the Mexican nationals referred to in
subparagraphs(4), (5), (6) and(7) above, by taking account both of the violation of the rights
set forth in Article 36 of the Convention and of paragraphs 138 to 141 of this Judgment;
⎯ unanimously takes note of the commitment undertaken by the United States of America to
ensure implementation of the specific measures adopted in performance of its obligations under
Article 36, paragraph 1 (b), of the Vienna Convention; and finds that this commitment must be
regarded as meeting the request by the United Mexican States for guarantees and assurances of
non-repetition;
⎯ unanimously finds that, should Mexican nationals nonetheless be sentenced to severe penalties,
without their rights under Article 36, paragraph 1 (b), of the Convention having been respected,
the United States of America shall provide, by means of its own choosing, review and
reconsideration of the conviction and sentence, so as to allow full weight to be given to the
violation of the rights set forth in the Convent ion, taking account of paragraphs138 to 141 of
this Judgment.”
___________ Annex to Summary 2004/1
Declaration of President Shi
In voting in favour of opera tive paragraph 153 of the Judgment, President Shi makes it clear
that he still maintains his views as expressed in his separate opinion annexed to the LaGrand
Judgment (I.C.J. Reports 2001 , pp.518-524) with regard both to the Court’s interpretation that
Article36, paragraphs(1) and (2), of the Vi enna Convention on Consular Relations creates
individual rights, and to the Court’s ruling on “r eview and reconsideration of the conviction and
sentence” as a form of remedy for breach by the receiving State of its obligations under Article 36
of the Convention.
Declaration of Vice-President Ranjeva
Judge RaymondRanjeva, Vice-President, has a ttached a declaration primarily concerning
the question of evidence and the request for di plomatic protection submitted by Mexico. The
distinction between the burden of proof and the burden of evidence was rightly rebutted by the
Judgment as it has no known relevance in international law; in the absence of the principle nemo
contra se edere tenetur , the Corfu Channel case gives the Court jurisdiction to define the factual
consequences of failure to produce documents likely to support an argument.
Concerning the Mexican request relating to diplomatic protection, the author of the
declaration considers that the Vienna Convention on Consular Relations, in explicitly recognizing
individual rights to foreign nationals in detention, does not provide for diplomatic protection. The
interdependence between the rights set out in Ar ticle36 of the Vienna Convention on Consular
Relations points to the correlation between the initiative by the sending State to uphold the
individual rights of its nationals and the lack of refusal by the national held in detention. This
correlation makes it possible for a foreign national w ho has been arrested to object to the consular
post of his State being informed. For its part, the sending State may demand observance of its own
law once the foreign origin of the arrested person has been established.
Separate opinion of Judge Vereshchetin
In his separate opinion, Judge Vereshchetin puts on record his disagreement with that part of
the Court’s reasoning where it deals with the issues concerning the law of diplomatic protection
and the related rule of the exhaustion of local remedies (para. 40 of the Judgment).
In rejecting the United States contention that Mexico’s claims brought under the head of
diplomatic protection of its nationals are inadmissible, the Court, in the view of
JudgeVereshchetin, has resorted to reasoning which amounts to a highly problematic new legal
proposition in respect of the law of diplomatic protection. In deviation from the general
requirement of the exhaustion of local remedies where an international claim is brought by a State
in espousal of the rights of its nationals, the Judg ment finds that the duty to exhaust local remedies
does not apply to the Mexican request because of the special circumstances of interdependence of
the rights of the State and of individual rights under Article 36 of the Vienna Convention.
Having analysed the jurisprudence of the Court dealing with the law of diplomatic protection
and the Draft Articles on Diploma tic Protection, recently elaborated by the International Law
Commission(ILC), JudgeVereshchetin concludes that in the present case there were no
compelling reasons to deviate fro m the “preponderance” standard applied in the former Court’s
jurisprudence and in the ILC Draft Articles with rega rd to “mixed” claims brought by a State in its
own right and in the exercise of its right of diplomatic protection of its nationals. - 2 -
The rule of exhaustion of local remedies doe s not apply here not because of the special
character of Article 36 of the Vienna Convention on Consular Relations, which impliedly differs in
kind from other treaty provisions creating rights of individuals, but rather because of the very
special circumstances of the case at hand. At the time when the Application was filed, all the
Mexican nationals concerned were already on death row. In those circumstances, to demand that
all the local remedies should have been complete ly exhausted before Mexico could exercise its
right of diplomatic protection of those nationals, could lead to the absurd result of this Court having
to rule when its ruling could have no practical effect.
Separate opinion of Judge Parra-Aranguren
Judge Parra-Aranguren considers that the preliminary objections raised by the United States
of America (“the United States”) should have been disregarded for it gave its consent not to raise
preliminary objections when agreeing to a single round of pleadings and not saying anything about
preliminary objections. For this reason he voted against paragraph 153 (1) of the Judgment.
The United States “has chosen to vehemently deny any wrongdoing”, as indicated by
Mexico. Mexico acknowledged its obligation to demonstrate the Mexican nationality of each of
the 52 persons identified in its Memorial. It presented to this end declarations of 42 of them stating
their Mexican nationality and 52 birth certificates a ttesting that each one of them was born in
Mexico, explaining that they automatically acquired iure soli Mexican nationality, as prescribed in
Article 30 of the Mexican Constitution.
In the opinion of Judge Parra-Aranguren the declarations presented are ex parte documents
which cannot demonstrate the nationality of the 42 persons concerned; and the birth certificates
undoubtedly prove that each of the 52 persons mentioned in Mexico’s Memorial were born in
Mexico but not that they are Mexican nationals. Mexico did not present the text of Article 30 of its
constitution and “insofar as the International Court of Justice is called upon to express an opinion
as to the effect of a rule of national law it will do so by treating the matter as a question of fact to
be established as such rather than as a question of law to be decided by the court.” (Oppenheim’s
International Law , Ninth Edition, edited by S RirbertnninQs.,C., and
Sir Arthur Watts, K.C.M.G., Q.C., Vol. 1, “Peace”, Introduction and Part1, 1996, p.83, para.21.)
This is a generally accepted rule, as indicated by JudgeJohnE.Read when referring to a long
series of decisions rendered by the Permanent Co urt of International Justice which applied the
principle that “municipal laws are merely facts” (Nottebohm, Second Phase, Judgment, I.C.J.
Reports 1955 , dissenting opinion of JudgeRead, p.36). Consequently, JudgeParra-Aranguren
considers that Mexico did not discharge its burden of proof by failing to present the text of
Article 30 of its constitution. Consequently, this omission does not enable it to be established from
the evidence presented by Mexico, that the 52 persons identified in its Memorial automatically
acquired iure soli Mexican nationality. For this reason, unless one were to rely on extralegal
considerations as the Judgment did, in his opinion there was no other way but to conclude that the
claims presented by Mexico against the United States cannot be upheld since Mexican nationality
of the 52 persons concerned was not demonstrated and it is, in the present case, a necessary
condition for the application of Article36 of the Vienna Convention and for Mexico’s exercise of
its right to diplomatic protection of its nationals . Therefore the failure of Mexico to prove the
Mexican nationality of the 52 persons identified in its Memorial is the fundamental reason for his
vote against paragraph 153, subparagraphs (4), (5), (6), (7), (8) and (9).
Paragraph40 states that the exhaustion of the local remedies rule does not apply to the
request contained in the first final submission of Mexico asking the Court to declare that the United
States violated its international legal obligations to Mexico, in its own right and in the exercise of
its right to diplomatic protection of its nationals. Judge Parra-Aranguren does not agree with such
conclusion because in his opinion the exhaustion of the local remedies rule applies in cases in
which the claimant State has been injured indirectly, that is, through its national and does not apply - 3 -
where it has been directly injured by the wrongful act of another State. As the International Law
Commission has recently observed “[i]n practice it is difficult to decide whether the claim is
‘direct’ or ‘indirect’ where it is ‘mixed’, in the sense that it contains elements of both injury to the
State and injury to the nationals of the State.” This is the case in the present proceedings, as
paragraph40 acknowledges when indicating the “spe cial circumstances of interdependence of the
rights of the State and of individual rights”, and for this reason the Court should have examined the
different elements of the claim “to decide whether the direct or the indirect element is
preponderant”; it also being possible to apply the sine qua non or “but for” test, which asks
whether the claim comprising elements of both direct and indirect injury would have been brought
were it not for the claim on behalf of the injured national (United Nations, Report of the
International Law Commission, Fifty-Fifth Session (5May–6June and 7July–8August2003),
Official Records of the General Assembly, Fifty-Eighth Session, Supplement No.10 (A/58/10),
pp.89-90). Judge Parra-Aranguren considers that Mexico would not have presented its claim
against the United States but for the injury suffer ed by its nationals and that therefore the local
remedies rule applies to the claims “in its own right” submitted by Mexico in its first final
submission. Accordingly, the Court should ha ve examined each of the individual cases to
determine whether the local remedies had been exhausted; if that were not the case, the
corresponding claim presented by Mexico in the exercise of diplomatic protection of its nationals
should have been dismissed, unless it was covered by any of the customarily accepted exceptions to
the local remedies rule, taking into consideration Article10 of the Draft Articles on Diplomatic
Protection prepared by the International Law Commission.
JudgeParra-Aranguren wishes to emphasize th at time constraints to present his separate
opinion within the period fixed by the Court did not permit him to make a complete explanation of
his disagreement with subparagraphs (4), (5), (6), (7), (8) and (9) of paragraph 153.
Separate opinion of Judge Tomka
In his separate opinion, Judge Tomka expresses the view that the Court could only arrive at
the conclusion that the individual rights of Mexican nationals were violated if it accepted Mexico’s
submission claiming its right to exercise diplomatic protection.
In that case, it would not have been appropriate to disregard the United States objection that
the Mexican nationals failed to exhaust local reme dies. However, in view of the practice of United
States courts which, in the past, have failed fo r various reasons to provide effective relief for
violations of individual rights under Article36, paragraph1(b) , of the Vienna Convention,
Judge Tomka concludes that the exhaustion of local remedies does not apply in the present case.
JudgeTomka expresses some doubt as to the idea that the obligation to inform an arrested
foreign national of his rights under Article36 of the Vienna Convention only applies once the
arresting authorities realize that the individual is a foreign national or have grounds for so
believing. He takes the view that the obligation to give consular information arises upon the
detention of the foreign national.
Judge Tomka agrees with the Court’s finding that it cannot uphold Mexico’s request seeking
the cessation by the United States of any violations of its obligations under Article 36 of the Vienna
Convention, because Mexico has not established that those violations are of a continuing nature.
He does not find it pertinent to take account of the fact that criminal proceedings against the
52individuals remain pending before domestic cour ts or to consider the nature of the appropriate
remedy, in relation to the obligation of cessation. - 4 -
Separate opinion of Judge ad hoc Sepúlveda
hJocdge Sepúlveda has stated that, even if he is basically in agreement with most of the
findings of the Court, he has some misgivings and reservations about the reasoning employed by
the Court to reach certain conclusions. The following are the main ones:
(1) The Court has opted in favour of a restricted interpretation of the law of State responsibility,
providing a limited reach to the claims for reparation sought by Mexico.
(2) The decision of the Court is not sufficiently cl ear in answering the request of Mexico asking it
to adjudge that the United States violated its in ternational legal obligations to Mexico, in its
own right and in the exercise of its right to diplomatic protection of its nationals.
(3) The present Judgment departs substantially from the findings in the LaGrand Judgment on
matters related to the circumstances in which local remedies must be exhausted, to the
application of the procedural default rule, and to the question of denial of justice.
(4) It is factually and legally incorrect to assume that information drawn to the attention of the
sending State by means different from those established in Article 36 of the Vienna Convention
may still enable consular affairs to assist in a rranging legal representation. A review of the
cases quoted in the Judgment shows that in most if not all cases legal representation was badly
needed from the very beginning.
(5)There is an intimate link between the Mi randa warning and Article 36 of the Vienna
Convention, in the sense that both aim at creating a scheme of protection of rights that directly
impinge on the fairness of a trial. Consular protection may be an important element for due
process of law, especially in capital cases.
(6) Full reparation seems unlikely to be achieved if the ambiguity of the notion of “by means of its
own choosing” remains, and is not strengthened with the addition of some specific measures.
(7) The Court should have found the need for the cessation of the violations of Article36 of the
Vienna Convention by the United States.
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Summary of the Judgment of 31 March 2004