INTERNATIONAL COURTOFJUSTICE
Peace Palace, 2517 KJ The Hague. Tel: +31 (0)70 302 23 23. Cables: Intercourt,
The Hague. Fax: +31 (0)70 364 99 28. Telex: 32323. E-mail address:
[email protected]. Internet address: http://www.icj-cij.org.
PressRelease
Unofficial
No. 2004/42
15 December 2004
Legality of Use of Force (Serbia and Montenegro v. Germany)
Preliminary Objections
The Court finds that it has no jurisdiction
toentertain the claims made by Serbia and Montenegro
THE HAGUE, 15 December 2004. The International Court of Justice (ICJ), the principal
judicial organf the United Nations, today concluded that it had no jurisdiction to entertain the
claims made in the Application filed by Serbia and Montenegro against Germany on 29 April 1999.
The Court's decision was taken unanimously.
Background to the case
On 29 Apri11999, the Federal Republic of Yugoslavia (with effect from 4 February 2003,
"Serbiaand Montenegro") filed an Application instituting proceedings against Germany in respect
of a dispute concerning acts allegedly committed by Germany
"by which it has violated its international obligation banning the use of force against
another State, the obligation not to intervene in the affairs of another State, the
obligation not to violate the sovereigntyother State, the obligation to protect the
civilian population and civilian objects in wartime, the obligation to protect the
environment, the obligation relating to free navigation on international rivers, the
obligation regarding fundamental human rights and freedoms, the obligation not to use
prohibited weapons, the obligation not to deliberately inflict conditions life
calculated to cause the physical destructionnational group".
The Application invoked as a basis of the Court's jurisdiction Article IX of the Convention
on the Prevention and Punishment of the Crime of Genocide, adopted by the United Nations
General Assembly on 9 December 1948 ("the Genocide Convention"). On the same day, the
Federal Republic of Yugoslavia filed Applications, drafted in broadly similar terms, instituting
proceedings in respectof other disputes arising out of the same facts against Belgium, Canada,
France, Italy, the Netherlands, Portugal, Spain, the United Kingdom and the United States
America.
By Orders of 2 June 1999the Court rejected the requests for provisional measures submitted
in eachof the ten cases, including the present one, and further decided that the proceedings against
Spain and the United States be removed from its List for manifest lacksdiction. -2-
On 5 July 2000, Germany submitted preliminary objections relating to the Court's
jurisdiction to entertain the case and to the admissibility of the Application. The proceedings on
the merits were accordingly suspended. Hearings were held from 19 to 23 Apri12004 on those
objections, as well as on those submitted by the seven other Respondents.
Reasoning of the Court
The Court first deals with a preliminary question that has been raised in various forms in
each of the eight cases conceming Legality of Use of Force, including the present one, namely
whether, as a result of the changed attitude of the Applicant to the Court's jurisdiction, as expressed
in its Observations on the Respondent's Preliminary Objections, the Court should not simply
decide to dismiss the case in limine litis, and remove it from its List, without enquiring further into
matters of jurisdiction.
The Court finds itself unable to uphold the various contentions of the respondent States in
this respect. It considers that it cannot treat the Observations of Serbia and Montenegro as having
the legal effectof a discontinuance of the proceedings and finds that the case does not fall into the
category of cases in which it may of its own motion put an end to proceedings in a case. As
regards the argument advanced by certain Respondents that the dispute on jurisdiction has
disappeared since the Parties now agree that the Applicant was not a party to the Statute at the
relevant time, the Court points out thatSerbia and Montenegro specifically asked in its submissions
for a decision of the Court on the jurisdictional question. It notes that, in any event, there is a
distinction between a question of jurisdiction that relates to the consent of the parties and the
question of the right of a party to appear before the Court, which is independent of the views or
wishes of the parties. As to the argument conceming the disappearance of the substantive dispute,
the Court observes that it is clear that Serbia and Montenegro has by no means withdrawn its
claims as to the merits. Indeed, these claims were extensively argued and developed in substance
during the hearings on jurisdiction, in the context of the question of the jurisdiction of the Court
under Article IX of the Genocide Convention. It is equally clear that these clairns are being
vigorously denied by the Respondents. The Court is therefore unable to find that Serbia and
Montenegro has renounced any of its substantive or procedural rights, or has taken the position that
the dispute between the Parties had ceased to exist. For all these reasons, the Court finds that it
cannot remove the cases conceming Legality of Use of Force from the List, or take any decision
putting an end to those cases in limine litis; and that, in the present phase of the proceedings, it
must proceed to examine the question of its jurisdiction to entertain the case.
The Court observes that the question whether the Applicant was or was not a State party to
the Statute of the Court at the time of the institution of the present proceedings is fundamental; for
if it were not such a party, the Court would not be open to it. The Court must therefore examine
whether the Applicant meets the conditions for access to it laid down in Articles 34 and 35 of the
Statute before exarnining the issues relating to the conditions laid down in Article 36f the Statute.
The Court points out that there is no doubt that Serbia and Montenegro is a State for the
purpose of Article 34, paragraph 1, of the Statute. However, the objection was raised by certain
Respondents that, at the time when the Application was filed, Serbia and Montenegro did not meet
the conditions set down in Article 35 of the Statute. The Court recalls that Germany argued as its
first preliminary objection to jurisdiction that the Court is not open to the Applicant. considered,
inter alia, thatthe FRY does not fulfil the requirements set forth in Article 93 of the Charter and
Article 35 of the Statute. Not being a member of the United Nations, it is not a party to the Statute"
(Preliminary Objections ofGermany, p. 26, para. 3.1) and concluded that "[i]n order to enjoy a full
right of standing ratione personae before the Court, as claimed by the FRY, a State must be a
member of the United Nations" (ibid., p. 38, para. 3.25). -3-
The Court then recapitulates the sequence of events relating to the legal position of the
Applicant vis-à-vis the United Nations. It refers, inter alia, to the following: the break-up of the
Socialist Federal Republic of Yugoslavia in 1991-1992; a declaration of 27 April1992 by the
SFRY Assembly, the National Assembly of the Republic of Serbia and the Assembly of the
Republic of Montenegro asserting the continuation of the international legal and political
personality of the SFRY by the Federal Republic of Yugoslavia; a note of the same day from
Yugoslavia to the United Nations Secretary-General asserting the continuation by the FRY of the
membership of the SFRY in the Organization; Security Council resolution 777 of 1992
considering that the FRY could not continue automatically the SFRY's membership; General
Assembly resolution 47/1 of 1992 stating that the FRY shall not participate in the work of the
General Assembly; and a letter dated 29 September 1992 from the United Nations Legal Counsel
regarding the "practical consequences" of General Assembly resolution 47/1. The Court then
concludes that the legal situation that obtained within the United Nations during the period
1992-2000concerning the status of the Federal Republic ofYugoslavia, following the break-up of
the Socialist Federal Republic of Yugoslavia, remained ambiguous and open to different
assessments. This was due, inter alia, to the absence of an authoritative determination by the
competent organs of the United Nations defining clearly the legal status of the Federal Republic of
Yugoslaviavis-à-visthe United Nations. The Court then summarizesthe various positions taken in
that regard within the United Nations.
Against this background, the Court observes that it referred, in its Judgment of
3 February 2003 in the case concerning Application for Revision of the Judgment of 11July 1996
in the Case concerning Application of the Convention on the Prevention and Punishment of the
Crime of Genocide (Bosnia and Herzegovina_y,__ Yugoslavia), Preliminary Objections
(Yugoslavia v. Bosnia and Herzegovina), to the "sui generis" position which the FRY found itself
in "during the period between 1992 to 2000"; however, in that case, no final and definitive
conclusion was drawn by the Court from this descriptive term on the amorphous status of the
Federal Republic of Yugoslavia vis-à-vis or within the United Nations during this period. The
Court considersthat this situation came to an end with a new development in 2000. On 27 October
of that year, the Federal Republic of Yugoslavia requested admission to membership in the United
Nations, and on 1November, by General Assembly resolution 55/12, it was so admitted. Serbia
and Montenegro thus has the status of membership in the Organization as from 1November 2000.
However, its admission to the United Nations did not have, and could not have had, the effect of
dating back to the time when the SFRY broke up and disappeared. It became clear that the
sui generis position of the Applicant could not have amounted to its membership in the
Organization.
In the view of the Court, the significance of this new development in 2000 is that it has
clarified the thus far amorphous legal situation concerning the status of the Federal Republic of
Yugoslavia vis-à-vis the United Nations. From the vantage point from which the Court now looks
at the legal situation, and in light of the legal consequences of the new development since
1November 2000, it concludes that Serbia and Montenegro was not a Member of the United
Nations, and in that capacity aState partyto the Statute of the International Court of Justice, at the
time of filing its Application to institute the present proceedingsbefore the Court on 29 April 1999.
The Applicant not having become a party to the Statute on any other basis, it follows that the Court
was not then open toit under Article 35, paragraph 1,of the Statute.
The Court then considers whether it might be open to the Applicant under paragraph 2 of
Article 35, which provides:
"The conditions under which the Court shall be open to other States [i.e. States
not parties to the Statute] shall, subject to the special provisions contained in treaties
in force, be laid down by the Security Council, but in no case shall such conditions
place the parties in a position ofinequality before thert." -4-
The Court starts by noting that the words "treaties in force" in that paragraph do not, in their
natural and ordinary meaning, indicate at what date the treaties contemplated are to be in force.
They may be interpreted as referring either to treaties which were in force at the time that the
Statute itself came into force, or to those which were in force at the date of the institution of
proceedings in a case in which such treaties are invoked.
The Court points out that Article 35, paragraph 2, is intended to regulate access to the Court
by States which are not parties to the Statute. It would have been inconsistent with the main thrust
of the text to make it possible for States not parties to the Statute to obtain access to the Court
simply by the conclusion between themselves of a special treaty, multilateral or bilateral,
containing a provision to that effect. The Court finds that the interpretation of Article 35,
paragraph 2, whereby that paragraph is to be construed as referring to treaties in force at the time
that the Statute came into force is in fact reinforced by an examination of the travaux préparatoires
of the text.
The Court thus concludes that, even assuming that the Applicant was a party to the Genocide
Convention at the relevant date, Article 35, paragraph 2,f the Statute does not provide itwith a
basis for access to the Court under Article IX of that Convention, since the Convention only
entered into force on12 January 1951, after the entry into force of the Statute. The Court does not
therefore consider it necessary to decide whether Serbia and Montenegro was or was not a party to
the Genocide Convention on 29 April1999 when the current proceedings were instituted.
Having concluded that Serbia and Montenegro has no access to the Court under either
paragraph 1 or paragraph 2 of Article 35, the Court notes that it is unnecessary for it to consider the
Respondent's other preliminary objections.
The Court finally recalls that, irrespectivef whether it has jurisdiction over a dispute, the
parties"remain in all cases responsible for acts attributable to them that violate the rights of other
States".
The text of the operative paragraph reads as follows:
"For these reasons,
THECOURT,
Unanimously,
Finds that it has no jurisdiction to entertain the claims made in the Application
filed by Serbia and Montenegro on 29 April1999."
Composition of the Court
The Court was composed as follows: President Shi; Vice-President Ranjeva;
Judges Guillaume, Koroma, Vereshchetin, Higgins, Parra-Aranguren, Kooijmans, Rezek,
Al-Khasawneh, Buergenthal, Elaraby, Owada, Tomka; Judge ad hoc Kreéa; Registrar Couvreur.
*
Vice-President RANJEV Aand Judges GUILLAUME H,IGGINS,KOOIJMANSA , L-KHASA WNEH,
BUERGENTHAL and ELARABYappend a joint declaration to the Judgment of the Court; - 5-
Judge KOROMAappends a declaration to the Judgment of the Court; Judges HIGGINS,KOOIJMANS
and ELARABY and Judge ad hoc KREéAappend separate opinions to the Judgment of the Court.
A summary of the Judgment is published in the document entitled "Summary No. 2004/3",
to which summaries of the declarations and opinions attached to the Judgment are annexed. The
present Press Release, the summary and the full text of the Judgment also appear on the Court's
website under the "Docket" and "Decisions" headings (www.icj-cii.org).
Information Department:
Mr. Arthur Witteveen, First Secretary of the Court (t+l31 70 302 2336)
Mrs. Laurence Blairon and Mr. Boris Heim, Information Officers (tel+:31 70 302 2337)
E-mail address: [email protected]
Legality of Use of Force (Serbia and Montenegro v. Germany) - Preliminary Objections - The Court finds that it has no jurisdiction to entertain the claims made by Serbia and Montenegro