INTERNATIONAL COURT OF JUSTICE
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Summary
Not an official document
2003/1 Summary
3 February 2003
Application for Revision of the Judgment of 11 July 1996 in the Case concerning
Application of the Convention on the Prevention and Punishment of the Crime
of Genocide (Bosnia and Herzegovina v. Yugoslavia), Preliminary Objections
(Yugoslavia v. Bosnia and Herzegovina)
Summary of the Judgment
On 24 April 2001, the Federal Republic of Yugoslavia (hereinafter referred to as the “FRY”)
instituted proceedings, whereby, referring to Article 61 of the Statute of the Court, it requested the
Court to revise the Judgment delivered on 11Ju ly1996 in the case concerning Application of the
Convention on the Prevention and Punishment of the Crime of Genocide (Bosnia and
Herzegovina v. Yugoslavia), Preliminary Objections (I.C.J. Reports 1996 (II), p. 595).
Since the Court included upon the Bench no judge of the nationality of either of the Parties,
the FRY chose Mr.VojinDimitrijevi ć and Bosnia and Herzegovina Mr.SeadHodži ć to sit as
judges ad hoc . After Mr.Hodži ć had subsequently resigned from his duties, Bosnia and
Herzegovina designated Mr. Ahmed Mahiou to sit in his stead.
Bosnia and Herzegovina filed its written observations on the admissibility of the FRY’s
Application within the time-limit fixed by the Co urt. The Court decided that a second round of
written pleadings was not necessary. Public hearings were held on 4, 5, 6 and 7 November 2002.
At the oral proceedings, the following final submissions were presented by the Parties:
On behalf of the Government of the FRY,
at the hearing of 6 November 2002:
“For the reasons advanced in its Ap plication of 23 Ap ril 2001 and in its
pleadings during the oral proceedings held from 4 to 7 November 2002, the Federal
Republic of Yugoslavia respectfully requests the Court to adjudge and declare:
⎯ that there are newly discovered facts of such a character as to lay the 11 July 1996
Judgment open to revision under Article 61 of the Statute of the Court; and
⎯ that the Application for Revision of the Federal Republic of Yugoslavia is
therefore admissible.” - 2 -
On behalf of the Government of Bosnia and Herzegovina,
at the hearing of 7 November 2002:
“In consideration of all that has been submitted by the representatives of Bosnia
and Herzegovina in the written and oral st ages of these proceedings, Bosnia and
Herzegovina requests the Court to adjudg e and declare that the Application for
Revision of the Judgment of 11July1996, submitted by the Federal Republic of
Yugoslavia on 23 April 2001, is not admissible.”
*
The Court notes that in its Application for revi sion of the 1996 Judgment, the FRY relies on
Article61 of the Statute, whic h provides for revision proceedings to open with a judgment of the
Court declaring the application admissible on the gr ounds contemplated by the Statute; Article 99
of the Rules makes express provision for proceeding s on the merits if, in its first judgment, the
Court has declared the application admissible.
Thus, the Court points out, the Statute and the Rules of Court foresee a “two-stage
procedure”. The first stage of the procedure for a request for revision of the Court’s judgment
should be “limited to the question of admissibility of that request”. Therefore, at the current stage
of the proceedings the Court’s decision is limite d to the question whether the request satisfies the
conditions contemplated by the Statute. Under Arti cle61 of the Statute, these conditions are as
follows:
(a) the application should be based upon the “discovery” of a “fact”;
(b) the fact, the discovery of which is relied on, must be “of such a nature as to be a decisive
factor”;
(c) the fact should have been “unknown” to the Court and to the party claiming revision when the
judgment was given;
(d) ignorance of this fact must not be “due to negligence”; and
(e) the application for revision must be “made at la test within six months of the discovery of the
new fact” and before ten years have elapsed from the date of the judgment.
The Court observes that an application for revision is admissible only if each of the
conditions laid down in Article 61 is satisfied. If any one of them is not met, the application must
be dismissed.
*
The Court then begins by ascertaining whether there is here a “fact” which, although in
existence at the date of its Judgment of 11July1996, was at that time unknown both to the FRY
and to the Court. - 3 -
In this regard, it notes that in its Applica tion for revision of the Court’s Judgment of
11 July 1996, the FRY contended the following:
“The admission of the FRY to the United Nations as a new Member on
1November2000 is certainly a new fact. It can also be demonstrated, and the
Applicant submits, that this new fact is of such a nature as to be a decisive factor
regarding the question of jurisdiction ratione personae over the FRY.
After the FRY was admitted as a new Member on 1 November 2000, dilemmas
concerning its standing have been resolved, and it has become an unequivocal fact that
the FRY did not continue the personality of the SFRY, was not a Member of the
United Nations before 1 November 2000, was not a State party to the Statute, and was
not a State party to the Genocide Convention . . .
The admission of the FRY to the United Nations as a new Member clears
ambiguities and sheds a different light on the issue of the membership of the FRY in
the United Nations, in the Statute and in the Genocide Convention.”
The Court points out that in its oral pleadings, the FRY did not invoke its admission to the
United Nations in November 2000 as a decisive “new fact”, within the meaning of Article 61 of the
Statute, capable of founding its request for revision of the 1996 Judgment. The FRY claimed that
this admission “as a new Member” as well as th e Legal Counsel’s letter of 8December2000
inviting it, according to the FRY, “to take treaty actions if it wished to become a party to treaties to
which the former Yugoslavia was a party” were
“events which . . . revealed the following two decisive facts:
(1) the FRY was not a party to the Statute at the time of the Judgment; and
(2) the FRY did not remain bound by ArticleIX of the Genocide Convention
continuing the personality of the former Yugoslavia”.
The Court observes that it is on the basis of these two “facts” that, in its oral argument, the
FRY ultimately founded its request for revision. The FRY further stressed at the hearings that
these “newly discovered facts” had not occurred su bsequently to the Judgment of 1996. In this
regard, the FRY stated that “the FRY never argued or contemplated that the newly discovered fact
would or could have a retroactive effect”.
For its part, Bosnia and Herzegovina maintained the following:
“there is no ‘new fact’ capable of ‘layin g the case open’ to revision pursuant to
Article 61, paragraph 2, of the Court’s Statute: neither the admission of Yugoslavia to
the United Nations which the applicant State pres ents as a fact of this kind, or in any
event as being the source of such a fact, nor its allegedly new situation vis-à-vis the
Genocide Convention . . . constitute facts of that kind”.
In short, Bosnia and Herzegovina submitted th at what the FRY referred to as “facts” were
“the consequences... of a fact, which is and can only be the admission of Yugoslavia to the
United Nations in 2000”. It stated that “Article 61 of the Statute of the Court . . . requires that the
fact was ‘when the judgment was given, unknown to the Court and also to the party claiming
revision’” and that “this implies that . . . the fact in question actually did exist ‘when the judgment
was given’”. According to Bosnia and Herze govina, the FRY “is regarding its own change of
position [as to its continuation of the personality of the SFRY] (and the ensuing consequences) as a
new fact”. Bosnia and Herzegovina concluded that the “new fact” invoked by the FRY “is - 4 -
subsequent to the Judgment whose revision is sought”. It noted that the alleged new fact could
have “no retroactive or retrospective effect”.
*
With a view to providing the context for the contentions of the FRY, the Court then recounts
the background to the case:
In the early 1990s the SFRY, made up of Bosnia and Herzegovina, Croatia, Macedonia,
Montenegro, Serbia and Slovenia, began to break up. On 25 June 1991 Croatia and Slovenia both
declared independence, followed by Macedo nia on 17September1991 and Bosnia and
Herzegovina on 6 March 1992. On 22 May 1992, Bosnia and Herzegovina, Croatia and Slovenia
were admitted as Members to the United Nations ; as was the former Yugoslav Republic of
Macedonia on 8 April 1993.
On 27April1992 the “participants of the jo int session of the SFRY Assembly, the National
Assembly of the Republic of Serbia and the Assembly of the Republic of Montenegro” adopted a
declaration. Expressing the will of the citizens of their respective Republics to stay in the common
state of Yugoslavia, they stated that:
“1. The Federal Republic of Yugoslavia, continuing the state, international legal
and political personality of the Socialist Fede ral Republic of Yugoslavia, shall strictly
abide by all the commitments that the SFR of Yugoslavia assumed internationally,
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Remaining bound by all obligations to international organizations and
institutions whose member it is . . .”
An official Note of the same date from the Permanent Mission of Yugoslavia to the United
Nations stated inter alia
“Strictly respecting the continuity of the international personality of
Yugoslavia, the Federal Republic of Yugoslavia shall continue to fulfil all the rights
conferred to, and obligations assumed by , the Socialist Federal Republic of
Yugoslavia in international relations, includ ing its membership in all international
organizations and participation in internat ional treaties ratified or acceded to by
Yugoslavia.” (United Nations doc. A/46/915. Ann. I.)
On 22 September 1992 the General Assembly adopted resolution 47/1, whereby, upon the
recommendation contained in Security Council resolution 777 of 19 September 1992, it considered
“that the Federal Republic of Yugoslavia (Serbia and Montenegro) cannot continue automatically
the membership of the former Socialist Federal Republic of Yugoslavia in the United Nations; and
therefore decides that the Federal Republic of Yugoslavia (Serbia and Montenegro) should apply
for membership in the United Nations and that it sh all not participate in the work of the General
Assembly”.
On 29September1992, in response to a letter from the Permanen t Representatives of
Bosnia-Herzegovina and Croatia requesting certain clarifications, the Under-Secretary-General and
Legal Counsel of the United Nations addressed a letter to them, in which he stated that the
“considered view of the United Nations Secretaria t regarding the practical consequences of the
adoption by the General Assembly of resolution 47/1” was as follows: - 5 -
“While the General Assembly has st ated unequivocally that the Federal
Republic of Yugoslavia (Serbia and Monte negro) cannot automatically continue the
membership of the former Socialist Federal Republic of Yugoslavia in the United
Nations and that the Federal Republic of Yugoslavia (Serbia and Montenegro) should
apply for membership in the United Nations, the only practical consequence that the
resolution draws is that the Federal Repub lic of Yugoslavia (Serbia and Montenegro)
shall not participate in the work of the General Assembly. It is clear, therefore, that
representatives of the Federal Republic of Yugoslavia (Serbia and Montenegro) can no
longer participate in the work of the General Asse mbly, its subsidiary organs, nor
conferences and meetings convened by it.
On the other hand, the resolution neither terminates nor suspends Yugoslavia’s
membership in the Organization. Consequently , the seat and nameplate remain as
before, but in Assembly bodies representativ es of the Federal Republic of Yugoslavia
(Serbia and Montenegro) cannot sit behind the sign ‘Yugoslavia’. Yugoslav missions
at United Nations Headquarters and offices may continue to function and may receive
and circulate documents. At Headquarters, the Secretariat will continue to fly the flag
of the old Yugoslavia as it is the last flag of Yugoslavia used by the Secretariat. The
resolution does not take away the right of Yugoslavia to participate in the work of
organs other than Assembly bodies. The admission to the United Nations of a new
Yugoslavia under Article4 of the Charter will terminate the situation created by
resolution 47/1.” (United Nations doc. A/47/485; emphasis added in the original.)
On 29 April 1993, the General Assembly, upon the recommendation contained in Security
Council resolution821(1993) (couched in terms similar to those of Security Council
resolution 777 (1992)), adopted resolution 47/229 in which it decided that “the Federal Republic of
Yugoslavia (Serbia and Montenegro) shall not participate in the work of the Economic and Social
Council”.
*
The Court recalls that between the adoption of General Assembly resolution47/1 of
22 September 1992 and the admission of the FRY to the United Nations on 1 November 2000, the
legal position of the FRY remained complex. As examples thereof, the Court cites several changes
to the English text of certain relevant paragraphs of the “Summary of Practice of the
Secretary-General as Depositary of Multilateral Treaties” , prepared by the Treaty Section of the
Office of Legal Affairs, which was published at the beginning of 1996 (those changes were directly
incorporated into the French text of the Summary pu blished in 1997); it also referred to the letters
sent by the Permanent Representatives of Bosnia and Herzegovina, Croa tia, Slovenia and the
former Yugoslav Republic of Macedonia which questioned the validity of the deposit of the
declaration recognizing the compulsory jurisdiction of the International Court of Justice by the
FRY dated 25 April 1999, and which set out their “permanent objection to the groundless assertion
of the Federal Republic of Yugoslavia (Serbia and Montenegro), which has also been repudiated by
the international community, that it represents the continuity of our common predecessor, and
thereby continues to enjoy its status in international organizations and treaties”.
The Court adds to the above account of the FRY’s special situation that existed between
September1992 and November2000, certain details concerning the United Nations membership
dues and rates of assessment set for the FRY during that same period. - 6 -
The Court then recalls that on 27October 2000, Mr.Koštunica, the newly elected President
of the FRY, sent a letter to the Secretary-Gene ral requesting admission of the FRY to membership
in the United Nations; and that, on 1November2000, the General Assembly, upon the
recommendation of the Security Council, adopted resolution55/12, by which it decided to admit
the Federal Republic of Yugoslavia to membership in the United Nations.
The Court observes that the admission of the FRY to membership of the United Nations on
1November2000 put an end to Yugoslavia’s sui generis position within the United Nations. It
notes that, on 8December2000, the Under-Secretar y-General, the Legal Counsel, sent a letter to
the Minister for Foreign Affairs of the FRY, reading in pertinent parts:
“Following [the admission of the Federal Republic of Yugoslavia to the United
Nations on 1 November 2000], a review was undertaken of the multilateral treaties
deposited with the Secretary-General, in relation to many of which the former
Socialist Federal Republic of Yugoslavia (the SFRY) and the Federal Republic of
Yugoslavia (FRY) had undertaken a range of treaty actions . . .
It is the Legal Counsel’s view that th e Federal Republic of Yugoslavia should
now undertake treaty actions, as appropriate, in relation to the treaties concerned, if its
intention is to assume the re levant legal rights and obligations as a successor State.”
(Letter by the Legal Counsel of the Unite d Nations, Application of Yugoslavia,
Ann. 27.)
The Court further notes that at the beginning of March 2001, a notification of accession to
the Genocide Convention by the FRY was deposited with the Secretary-General of the United
Nations; and that, on 15March2001, the Secretary- General, acting in his capacity as depositary,
issued a Depositary Notification (C.N.164.2001.TREATIES-1), indicating that the accession of the
FRY to the 1948Convention on the Prevention and Punishment of the Crime of Genocide “was
effected on 12March2001” and that the Convention would “enter into force for the FRY on
10 June 2001”.
*
The Court, in order to complete the contextual background, also recalls the proceedings
leading up to the delivery of the Judgment of 11 July 1996, as well as the passages in that Judgment
relevant to the present proceedings.
It refers to its Order dated 8April1993, by which it indicated certain provisional measures
with a view to the protection of rights under the Genocide Convention. It recalls that in this Order
the Court, referring to Security Council resolution 777(1992), General Assembly resolution47/1
and the Legal Counsel’s letter of 29 September1992, stated inter alia that, “while the solution
adopted is not free from legal diff iculties, the question whether or not Yugoslavia is a Member of
the United Nations and as such a party to the Stat ute of the Court is one which the Court does not
need to determine definitively at the present stage of the proceedings”; and that it concluded that
“ArticleIX of the Genocide Co nvention, to which both Bosnia-H erzegovina and Yugoslavia are
parties, thus appears to the Court to afford a ba sis on which the jurisdiction of the Court might be
founded to the extent that the subject-matter of the dispute relates to ‘the interpretation, application
or fulfilment’ of the Convention, including disput es ‘relating to the resp onsibility of a State for
genocide or for any of the other acts enumerated in articleIII’ of the Convention.” The Court
further refers to its second Order on provisional measures, of 13September1993, by which it - 7 -
confirmed that it had prima facie jurisdiction in the case on the basis of Article IX of the Genocide
Convention.
It finally observes that, in its Judgment of 11 July 1996, on the preliminary objections raised
by the FRY, it came to the conclusion that both Parties were bound by the Convention when the
Application was filed. In the operative part of its Judgment the Court, having rejected the
preliminary objections raised by the FRY, found th at “on the basis of Article IX of the Convention
on the Prevention and Punishment of the Crime of Genocide, it has jurisdiction to adjudicate upon
the dispute” and that “the Application filed by the Republic of Bosnia and Herzegovina on
20 March 1993 is admissible”.
*
In order to examine whether the FRY relies on facts which fall within the terms of Article 61
of the Statute, the Court observes first that, u nder the terms of paragraph1 of that Article, an
application for revision of a judgment may be made only when it is “based upon the discovery” of
some fact which, “when the judgment was given” , was unknown. These are the characteristics
which the “new” fact referred to in paragraph 2 of that Article must possess. Thus both paragraphs
refer to a fact existing at the time when the ju dgment was given and discovered subsequently. A
fact which occurs several years after a judgment has been given is not a “new” fact within the
meaning of Article 61; this remains the case irrespec tive of the legal consequences that such a fact
may have.
The Court points out that, in the present case, the admission of the FRY to the United
Nations occurred on 1November2000, well after the 1996 Judgment. It concludes accordingly
that that admission cannot be regarded as a new fact, within the meaning of Article 61, capable of
founding a request for revision of that Judgment.
The Court goes on to note that, in the final ve rsion of its argument, the FRY claims that its
admission to the United Nations and the Lega l Counsel’s letter of 8December2000 simply
“revealed” two facts which had existed in 1996 but had been unknown at the time: that it was not
then a party to the Statute of the Court and that it was not bound by the Genocide Convention. The
Court finds that, in advancing this argument, the FR Y does not rely on facts that existed in 1996.
In reality, it bases its Application for revision on the legal consequences which it seeks to draw
from facts subsequent to the Judgment which it is asking to have revised. Those consequences,
even supposing them to be established, cannot be regarded as facts within the meaning of
Article 61. The Court finds that the FRY’s argument cannot accordingly be upheld.
The Court furthermore notes that the admission of the FRY to membership of the United
Nations took place more than four years after the Judgment which it is seeking to have revised. At
the time when that Judgment was given, the si tuation obtaining was that created by General
Assembly resolution47/1. In this regard the Court observes that the difficulties which arose
regarding the FRY’s status between the adoption of that resolution and its admission to the United
Nations on 1 November 2000 resulted from the fact that, although the FRY’s claim to continue the
international legal personality of the Former Yugoslavia was not “generally accepted” (see Security
Council resolution 777 of 19 September 1992), the precise consequences of this situation were
determined on a case-by-case basis (for example, non-participation in the work of the General
Assembly and ECOSOC). Resolution 47/1 did not inter alia affect the FRY’s right to appear
before the Court or to be a party to a dispute before the Court under the conditions laid down by the
Statute. Nor did it affect the position of the FRY in relation to the Genocide Convention. To
“terminate the situation created by resolution 47/1”, the FRY had to submit a request for admission - 8 -
to the United Nations as had been done by the other Republics composing the SFRY. The Court
points out that all these elements were known to the Court and to the FRY at the time when the
Judgment was given. Nevertheless, what remain ed unknown in July1996 was if and when the
FRY would apply for membership in the United Nations and if and when that application would be
accepted, thus terminating the situation created by General Assembly resolution 47/1.
The Court emphasizes that General Assembly resolution55/12 of 1November2000 cannot
have changed retroactively the sui generis position which the FRY foun d itself in vis-à-vis the
United Nations over the period 1992 to 2000, or its position in relation to the Statute of the Court
and the Genocide Convention. Furthermore, the letter of the Legal Counsel of the United Nations
dated 8 December 2000 cannot have affected the FR Y’s position in relation to treaties. The Court
also observes that, in any event, the said letter did not contain an invitation to the FRY to accede to
the relevant conventions, but rather to “undertake treaty actions, as appropriate, . .. as a successor
State”.
The Court concludes from the foregoing that it has not been established that the request of
the FRY is based upon the discovery of “some fa ct” which was “when the judgment was given,
unknown to the Court and also to the party claiming revision”. It finds that one of the conditions
for the admissibility of an application for revision prescribed by paragraph1 of Article61 of the
Statute has therefore not been satisfied. The Cour t finally indicates that it therefore does not need
to address the issue of whether the other requir ements of Article61 of the Statute for the
admissibility of the FRY’s Application have been satisfied.
The full text of the operative paragraph (para. 75) reads as follows:
“For these reasons,
T HE C OURT ,
By ten votes to three,
Finds that the Application submitted by the Federal Republic of Yugoslavia for
revision, under Article 61 of the Statute of the Court, of the Judgment given by the
Court on 11 July 1996, is inadmissible.
IN FAVOUR : President Guillaume; Vice-President Shi; Judges Ranjeva,
Herczegh, Koroma, Parra-Aranguren, Al-Khasawneh, Buergenthal, Elaraby;
Judge ad hoc Mahiou;
A GAINST : Judges Vereshchetin, Rezek; Judge ad hoc Dimitrijević.”
___________ Annex to Summary 2003/1
Separate opinion of Judge Koroma
Judge Koroma, referring to the need to elucidate Article61 and the rather scant
jurisprudence on revision, points out that the revision procedure is essentially about newly
discovered facts or arguments and not a legal challe nge, as such, to the conclusion reached earlier
by the Court based on the facts as then known, although the outcome of the challenge may have an
effect on the Judgment.
According to the jurisprudence, the discovery of new facts is a strict condition on the
availability of revision. This condition is also fundamental to the decision on the Application,
whether the admission of the FRY to membersh ip of the United Nations which took place on
1 November 2000 is a newly discovered fact within the meaning of Article 61 of the Statute, which
fact must have existed, but been unknown, at the time of the Judgment.
It is against this background that Judge Ko roma has difficulty with some conclusions
reached in the Judgment. The Court, he observes , without defining what in its opinion will be
considered a “new” fact within the meaning of Arti cle61, stated that if the fact occurred several
years after a judgment, this is not a new fact with in the meaning of Article61, irrespective of its
legal consequences. In Judge Koroma’s view, this is, as a position of law, correct as far as it goes;
but the issue the Court has to determine involves the question as to whether or not Yugoslavia was
a Member of the United Nations before 1 November 2000.
He recalls that the Court relied for the basis of its Judgment in 1996 on the FRY’s
declaration of 22 April 1992 that it remained bound by those treaties to which the former Socialist
Federal Republic of Yugoslavia had been a party, and the Court assumed for this purpose that the
FRY was a Member of the United Nations. Unless such assumption was made, the FRY’s
declaration alone should not and could not legally have been sufficient to serve as a basis for
recognition of the FRY as a party to the Genocide Convention ⎯ the sole basis on which the Court
founded its jurisdiction. Accordingly, the FRY’ s admission to membership of the United Nations
on 1 November 2000 suggests that it was not a Member of the United Nations in 1996 and thus was
not a party to the Genocide Convention; therefore, the basis of the Court’s jurisdiction no longer
exists. Unfortunately, the Court chose not to address these critical issues, which were raised in the
Application and in the hearings, but rather stated that the consequences which the FRY sought to
draw from the facts which occurred in 2000 even if established, “cannot be regarded as facts within
the meaning of Article 61” (paragraph 69 of the Judgment). Far from the consequences not being
established, it was becaus e of the FRY’s admission to membership of the United Nations that it
acceded to the Genocide Convention in March 2001, after having received a letter from the Legal
Counsel of the United Nations asking it to undertake any necessary treaty formalities in its capacity
as successor State. In Judge Koroma’s opinion, it is incontestable that, as the FRY stated in its
Application, “[t]he admission of the FRY to the United Nations as a new Member clears
ambiguities and sheds a different light on the issu e of the membership of the FRY in the United
Nations, in the Statute and in the Genocide Convention.”
Judge Koroma grants that the issues raised by this case are not easy of solution, but fears that
the answers provided beg the question and cannot withstand scrutiny. In his view, when an
application for revision is submitted under Article 61 and where fresh facts have emerged and are
of such importance as to warrant revising the ear lier decision or conclusion, the Court should be
willing to carry out such a procedure. Such an ap plication is not to be regarded as impugning the
Court’s earlier legal decision as such, as that decision was based on the facts as then known. He is
of the view that the admission of the FRY to membership of the United Nations in November 2000
does have legal implications for the Judgment reached by the Court on this matter in July 1996.
In Judge Koroma’s opinion, the Court’s jurisdiction could have been founded on more
legally secure grounds. - 2 -
Dissenting opinion of Judge Vereshchetin
Judge Vereshchetin is of the view that th e starting point of the Court’s reasoning in the
present Judgment should have been the question, lying at the core of the dispute between the
Parties, as to whether or not the assumption that Yugoslavia was a Member of the United Nations
at the time of the 1996 Judgment was necessary, and therefore “of such a nature as to be a decisive
factor” (within the meaning of Art.61, para.1, of the Statute), for the Court’s finding on its
jurisdiction.
Having arrived at the conclusion that such an assumption was necessary since, “otherwise, it
is inconceivable how the Court could have recognized the continuing participation of Yugoslavia in
the Genocide Convention while the essential pre-c ondition of such participation [the membership
of the United Nations] had ceased to exist”, Ju dge Vereshchetin procee ds to examine whether
UnitedNations membership status may fall within th e legal notion of “fact” and if so, whether an
assumption of such a fact later proved to be wron g can serve as a ground for revising a judgment,
provided all other requirements of Article 61 of the Statute are satisfied.
Giving affirmative answers to both questions, Judge Vereshchetin further opines that
Yugoslavia has shown that its non-membership of the United Nations was unknown to Yugoslavia
and the Court when the Judgment was delivere d and that such ignorance was not due to
Yugoslavia’s negligence.
“From the legal point of view”, continues Judg e Vereshchetin, “it cannot be denied that the
fact of Yugoslavia’s non-membership in the United Nations at the time of the 1996 Judgment could
not have been established before the decision of the General Assembly on 1November2000, by
which decision Yugoslavia was admitted as a new Member of the United Nations. This decision
was taken pursuant to the recommendation of the Committee on the Admission of New Members
and the recommendation of the Security Council. Like all other States which had formed the past
Socialist Federal Republic of Yugoslavia, the new Yugoslavia is now listed in the official
documents of the United Nations as a Member from the time of its admission, and not from the
time when the former Yugoslavia became a Member of the United Nations.
On the other hand, the assumption of Yugoslavia’s membership in the United Nations at the
time of the Court’s Judgment on its jurisdiction cannot be sustained after 1November2000.
Residual elements of the membership of the former Yugoslavia, not denied to the new Yugoslavia
after 1992, cannot frustrate this conclusion. Otherwise, we have to presume that the rules of
elementary logic and common sense are not applicab le to this case, and a State that already was a
Member of an organization and whose membership had neither ceased nor was suspended at a
certain time, can again be admitted to the same or ganization as a new Member, but with a different
initial date of its membership. However”, in the vi ew of Judge Vereshchetin, “this is exactly what
flows from the Judgment’s holding that ‘it has not been established that the request of the FRY is
based upon the discovery of ‘some fact’ which was ‘when the judgment was given, unknown to the
Court and also to the party claiming revision’ (para. 72 of the Judgment).”
In the concluding part of his opinion, Judge Vereshchetin says that, in his view, the request
for revision of the Court’s Judgment on its jurisd iction satisfies all the conditions contemplated by
Article61 of the Statute and therefore the A pplication of Yugoslavia is admissible and the
Judgment of the Court of 11 July 1996 should have been laid open for revision. “Such a procedural
decision would not have prejudged the ultim ate result of the revision. A fortiori , it could not have
been seen as a condoning of the behaviour of either side in the bloody conflict on the territory of
the former Yugoslavia.” - 3 -
Declaration by Judge Rezek
Judge Rezek considers the Application for revision to be admissible. In his view, the Court’s
assertion in the Judgment of 11July1996 of jurisdiction over the Respondent, resulting from a
misreading of the factual situation, should now be re-examined. Otherwise, he would have
proposed denying in limine the Application for revision but for a reason diametrically opposed to
those relied upon by the majority: the Federal Republic of Yugoslavia, one of the newest Members
of the United Nations, is not the entity consid ered by the Court to be the Respondent in the
Judgment of 11July1996. Accordingly, the new Yugoslavia does not have standing to seek
revision. It is not a party to the dispute submitted to the Court by Bosnia and Herzegovina. It will
be for the Court to decide at the appropriate time whether that dispute is extant in the absence of
the Respondent.
Dissenting opinion of Judge Dimitrijević
JDdimeitrijevi ć believes that the two principal lines of reasoning of the majority are
flawed, namely, (a) the attempt to dispose of the case by restrictively interpreting the meaning of
the term “fact” as used in Article 61 of the Statute, and (b) the choice of only one interpretation of
the legal situation which obtained on 11July1996 when the Judgment in the case concerning
Application of the Convention on the Prevention and Punishment of the Crime of Genocide
(Bosnia and Herzegovina v. Yugoslavia), Preliminary Objections was delivered. The proposition
that the Federal Republic of Yugoslavia (FRY) was a continuator of the former Socialist Federal
Republic of Yugoslavia (SFRY) was treated by th e Court in 1996 as a fact (as is done by the
majority in the present case); the admission of the FRY as a new Member to the United Nations on
1 November 2000 revealed that this fact had not existed at any time.
In the opinion of Judge Dimitrijevi ć, the meaning of the term “fact” cannot be reduced to an
event or an object existing in physical reality: a fact in law is part of legreality. Being or not
being a member of an international organization or a party to an international treaty is a legal fact.
In Article 61, paragraph 1, of the Statute, reference is made to a fact which existed at the time when
the Judgment was given, but was unknown to the Court and to the party claiming revision, whilst
paragraph2 requires the Court expressl y to record the existence of the “new fact” in order to
declare on application for revision admissible. This implies a new understanding, as a result of the
realization, after the judgment was delivered, that the “old” fact, which had been taken as existing
at the time of the judgment, had never actually existed. Contrary to what the majority holds, the
FRY does not rely “on the legal co nsequences which it seeks to draw from facts subsequent to the
[1996] Judgment” (Judgment, para.69), but claims that the fact on which the Court relied in its
1996Judgment did not exist. The non-existence of a fact is as much a factual question as its
existence.
In its Order of 8April1993 on the request for the indication of provisional measures in the
case of Bosnia and Herzegovina v. Yugoslavia, the Court found that it had prima facie jurisdiction
on the basis of Article IX of the Genocide Conven tion in conjunction with Article 35, paragraph 2,
of the Statute and observed that the solution adopte d was “not free from legal difficulties” (I.C.J.
Reports 1993, p. 14, para. 18) and that “the question whether or not Yugoslavia is a Member of the
United Nations and as such a party to the Statute of the Court is one which the Court does not need
to determine definitively at the present stage of the proceedings” (ibid. ; emphasis added). In its
1996 Judgment on the preliminary objections, the Court again did not find it necessary to determine
definitively whether or not the FRY was a Member of the United Nations and a party to the Statute
of the Court.
JDdireitrijevi ć it remains unclear to which “Yugos lavia” the Court referred as being
party to the Genocide Convention. In failing to indicate that the FRY was bound by the obligations
of the SFRY as a successor State, the Court must have assumed that there was continuity between - 4 -
the SFRY and the FRY and that the latter was a Member of the United Nations. These
determinations were findings on facts. They were made by the Court in spite of admitted “legal
difficulties”, which were known to the Court in the form of possible options on how to decide on
the presence of certain facts, as disclosed in a se ries of ambiguous or controversial decisions of
States and various organs of the United Nations and other international organizations, such as
Security Council resolution757(1992), which noted that the claim by the FRY “to continue
automatically the membership of the former Socialist Federal Republic of Yugoslavia in the United
Nations has not been generally accepted” (United Nations docS . /RES/757 (1992)), its
resolution 777 (1992) finding that the SFRY had ceased to exist and recommending to the General
Assembly to decide that the FRY “should apply for membership in the United Nations and that it
shall not participate in the work of the General Assembly” (United Nations
doc.S/RES/777(1992)), followed by the General A ssembly resolution47/1, which stated that the
FRY “cannot continue automatically the membership of the former Socialist Federal Republic of
Yugoslavia in the United Nations” (United Nations doc. A/RES/47/1 (1992)), and decided that the
FRY “should apply for membership in the United Na tions and that it shall not participate in the
work of the General Assembly” (ibid.) . After deciding, seven months later, that the FRY should
not participate in the work of the Economic a nd Social Council either, the General Assembly
adopted resolution48/88, urging “Member States and the Secretariat in fulfilling the spirit of that
resolution, to end the de facto working status of Serbia and Montenegro” (United Nations
doc.A/RES/48/88, para.19; emphasis added). How the addressees of this resolution acted must
have been known to the Court.
The examples quoted in this regard by JudgeDimitrijevi ć begin with the opinions of the
Arbitration Commission established as an adviso ry body by the Peace Conference on Yugoslavia
(the “Badinter Commission”). It found in July1992 that the SFRY no longer existed and that
“none of the successor states may thereupon claim for itself alone the membership rights previously
enjoyed by the former SFRY” (Opinion 9, reproduced in International Legal Materials , 1992), and
that the FRY was “a new state which cannot be considered the sole successor to the SFRY”
(Opinion 10, reproduced in International Legal Materials, 1992). The European Community and its
Member States, or the majority of other Members of the United Nations, ha ve never accepted the
automatic continuity of the FRY. On the other hand, there were statements by representatives of
some other States, which supported the claim to continuity of the then government of the FRY. A
third group of States stated that they failed to discern the basis in law of the resolutions of the
United Nations principal organs on Yugoslavia, and in particular any reference to the provisions of
the United Nations Charter governing membership.
The finding of the Court in 1996 “that it has not been contested that Yugoslavia was a party
to the Genocide Convention” must, in the view of JudgeDimitrijevi ć, now be seen in a different
light. Bosnia and Herzegovina has been one of those States which have most vigorously contested
the identity between the SFRY and the FRY, except only in relation to a sp ecific case before the
Court.
JDdimeitrijevi ć does not believe that the opinions of the legal services of the United
Nations Secretariat overcame the inconsistencies and ambiguities of the decisions of the United
Nations organs, especially of General Assembly re solution47/1. All the actors at the time must
have been aware that “Yugoslavia” in this particular and important context could have been taken
as a short reference both to the SFRY and the FRY. What then, asks JudgeDimitrijevi ć, is the
difference between “old Yugoslavia” and “new Yugos lavia”, referred to in the opinions? What
was believed would happen to the old State once the new State was admitted to the United
Nations? It can even be concluded that some ac tors kept alive the fiction that a phantom State
existed, which was neither the SFRY nor the FRY, or that it was presumed that the SFRY had gone
on existing. Paradoxically, the fanciful theory of the further existence of “Yugoslavia” seems to
correspond best to the situation described by one wr iter as “limited survival after death...of the
former Yugoslavia at the United Nations” (T.Tr eves, “The Expansion of the World Community - 5 -
and Membership of the United Nations”, The Finnish Yearbook of International Law ,
Vol. VI (1995), p. 278).
The United Nations Under-Secretary-General opined in 1992 that resolution47/1 did not
“take away the right of Yugoslavia to participate in the work of organs other than Assembly
bodies” (United Nations doc.A/47/485). The implied “right” of the FRY to participate in other
United Nations organs and to use the International Court of Justice, which is one of the main
arguments of the majority in suppo rt of the jurisdiction of the Court in 1996, was in the eyes of
Judge Dimitrijević very weak, because, seven months later, participation in the work of ECOSOC
was denied by the General Assembly without adduc ing any further legal reasons. How could the
Court then have concluded that the “right” of the FRY to appear before the Court was any
stronger? If the measures against the FRY were very restricted and not decisive for the very
important matter of the status of a State in the United Nations, was not the prescribed “admission to
the United Nations of a new Yugoslavia under Artic le 4” too potent a remedy? Measures directed
against the FRY could simply have been rescinded. If the membership of the FRY was not
terminated, why did that State have to apply to be admitted as a new Member?
JDdimeitrijevi ć believes that the answer lay in the punitive nature of those measures. The
FRY was at that time the target of gradually incr easing restrictions aimed at reducing the limited
scope in which it was allowed to play the role of “Yugoslavia” in the United Nations. The FRY
was offered the prospect that it would receive better treatment if the competent United Nations
organs become satisfied that the objections to the political conduct of the FRY no longer existed.
One way of testing this was the procedure of ad mission under Article4 of the United Nations
Charter, which offered the opportunity to examin e whether the FRY was “peace-loving” and “able
and willing” to carry out the obliga tions contained in that Article. In the process, the repeated
assertions that the SFRY had ceased to exist were conveniently forgotten and the fiction of its
virtual existence prolonged. If the SFRY still survived under the name of “Yugoslavia”, the
conclusion could be drawn that the Judgment of 11 July 1996 did not concern the FRY but the still
existing SFRY. When the FRY was finally admitte d to the United Nations it became clear that the
pragmatic temporary solution could not resolve the confusion in regard to the suggested admission
to membership of the United Nations of a new State while pretending that it was at the same time
an old State, the readmission of a State that had not previously been excluded from membership,
the reconfirmation of a State’s existing membership, etc.
JDdimeitrijevi ć concedes that there was a claim of the FRY to continuity. However, the
decisive element was whether other States recognized this claim. The decision on continuity of
States is one of the decentralized acts of the international community, similar to that on the
recognition of States. In all cases of disintegra tion of a State, the general response has depended
primarily on the attitude of the other States which em erged on the territory of the former State. If
there was agreement, other members of the intern ational community would generally follow suit.
In the case of the SFRY there was no agreement. The continuation of the SFRY by the FRY was
not a matter to be decided only by the FRY, or exclusively by the FRY and other successor States
of the SFRY, but it remained in the hands of other actors. By admitting the FRY to the United
Nations, the Security Council and the General Asse mbly finally determined the outcome of the
debate which had shown that SFRY-FRY continuity had been an assumption or perception shared
by some other international actors but not widely supported. If the FRY’s claim was not “generally
accepted” in 1992, it could have been accepted later, say in 1996, but the Court failed then to prove
universal acceptance. It could not have proven it in 1996 or for the whole period between
11 July 1996 and 1 November 2000, when it finally became clear that general acceptance had not
materialized.
That the FRY was not the sole continuator, but one of the successors of the SFRY, became
established as a fact existing since the very creation of the FRY; the “fact” that the FRY was a
continuator of the SFRY has not existed at any time. In its 1996 Judgment the Court espoused one
of the existing views, rejected by the majority of States, including Bosnia and Herzegovina. The - 6 -
majority in the Court in the present case treats this view as the only known fact at the time.
Judge Dimitrijević is convinced that later events demonstrat ed that reality differed from the “facts”
which were relied on to establish the Court’s jurisdiction in 1996.
Even if none of the inte rpretations advanced above are accepted, JudgeDimitrijevi ć is sure
that the follow-up to the relevant Security Council and General Assembly resolutions was known to
the Court in 1996, and that it must have realized that this was in conclusive. The situation in 1996
had not developed to the degree that it allowed a final determination that the Court had jurisdiction
on the basis of continuity. In view of the cons istent opposition of Bosnia and Herzegovina to the
claim of the FRY to continuity, the Court should have examined its jurisdiction proprio motu and
not have been satisfied by the fact that Bosnia a nd Herzegovina did not dispute that jurisdiction in
this particular case. The jurisdiction of the Court cannot be imposed on a State without its consent,
which cannot be presumed and should be carefully examined and narrowly interpreted. The “sui
generis position which the FRY found itself in vis-à-vis the United Nations over the period 1992 to
2000” (Judgment, para.71), as the majority descri bes the status of the FRY, was, in the eyes of
Judge Dimitrijević, insufficient to establish jurisdiction. The majority concedes that it was not
known in 1996 whether the FRY would apply for membership in the United Nations and whether it
would be admitted, but it still bases the whole argument on the curious assumption that the
admission of a State as a Member of the United Nations does not necessarily result in the logical
conclusion that it had not been a Member prior to admission. If for some reasons there is an
exception to the rule, it must be strictly constr ued and unequivocally proven, which has not been
done in this case.
According to Article61, paragraph2, of the Statute, the purpose of a judgment opening the
proceedings for revision is limited to the initial de termination of the existence of a new fact and of
its nature. In the view of JudgeDimitrijevi ć the Judgment in this case should have enabled the
Court to go more deeply into the matter of its jurisdiction on the basis of facts that existed in
July 1996, but acquired their real meaning only on 1 November 2000. Opening the proceedings for
revision would not have precluded a possible finding that the facts were such as to enable the Court
to entertain jurisdiction. Declar ing the Application for revision inadmissible only by reference to
the literal meaning of the word “fact” misses a se rious opportunity to decide on important matters
relating to the jurisdiction of the Court. Admitte dly, there could have been other bases for the
jurisdiction of the Court, but the Court dismissed them in the 1996 Judgment. They could have
been examined had the case been opened for revision.
Separate opinion of Judge Mahiou
Judge Mahiou observes that, to found its Application for the revision of the 11July1996
Judgment, Yugoslavia relies on the fact that at the time of the Judgment it was not a Member of the
United Nations, was not a party to the Statute of the Court and was not bound by the Genocide
Convention, contending that this was a new fact and that it was discovered on 1November2000
when Yugoslavia was admitted to membership in th e United Nations, thereby revealing that it had
not previously been a Member. However, this claim cannot be established in terms of Article 61 of
the Court’s Statute because, while the admission of Yugoslavia in 2000 is certainly a new fact, this
fact occurred after the Judgment an d cannot therefore affect the previous situation. Further, the
issue of Yugoslavia’s legal status was being di scussed before the various organs of the United
Nations and was thus a fact known to everyone, in particular to Yugoslavia and to the Court, which
thus rendered its Judgment with full knowledge of the facts. Lastly, the undertakings, statements
and conduct of Yugoslavia show that it did nothing to clarify the situation, and this continues to be
the case, as shown by the fact that it remains the Applicant in eight cases before the Court against
members of NATO, concerning the legality of the use of force, precisely founding its claims on its
declaration of acceptance of the compulsory jurisdiction of the Court and on the Genocide
Convention. - 7 -
___________
Judgment of 3 February 2003